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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOV icon
401
Dover
DOV
$27.5B
$21.4M 0.08%
355,301
+76,290
+27% +$4.4M
JMF
402
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$21.4M 0.08%
1,141,894
-50,993
-4% -$1.01M
D icon
403
Dominion Energy
D
$60.5B
$21.3M 0.08%
340,539
-192,220
-36% -$11.4M
DVA icon
404
DaVita
DVA
$15.4B
$21.3M 0.08%
373,929
+102,449
+38% +$5.87M
RVTY icon
405
Revvity
RVTY
$12.8B
$21.2M 0.08%
562,761
+45,564
+9% +$1.64M
WU icon
406
Western Union
WU
$2.03B
$21.2M 0.08%
1,137,923
-75,805
-6% -$1.36M
CAG icon
407
Conagra Brands
CAG
$7.04B
$21.2M 0.08%
896,790
+3,362
+0.4% +$90.7K
PCYC
408
DELISTED
PHARMACYCLICS INC
PCYC
$21.1M 0.08%
152,412
+61,370
+67% +$6.81M
CSX icon
409
CSX Corp
CSX
$92.3B
$21.1M 0.08%
2,457,648
+557,001
+29% +$4.67M
ES icon
410
Eversource Energy
ES
$27B
$21.1M 0.08%
510,798
-114,306
-18% -$4.84M
AZO icon
411
AutoZone
AZO
$48.9B
$21.1M 0.08%
49,816
+8,865
+22% +$3.79M
CBI
412
DELISTED
Chicago Bridge & Iron Nv
CBI
$21M 0.08%
+309,773
New +$19.1M
OHI icon
413
Omega Healthcare
OHI
$14.7B
$21M 0.08%
702,731
+371,152
+112% +$11.3M
SRCL
414
DELISTED
Stericycle Inc
SRCL
$21M 0.08%
181,870
+22,826
+14% +$2.63M
ESND
415
DELISTED
Essendant Inc.
ESND
$20.9M 0.08%
481,312
+6,732
+1% +$274K
TAP icon
416
Molson Coors Class B
TAP
$7.86B
$20.9M 0.08%
417,319
+53,358
+15% +$2.68M
AGCO icon
417
AGCO
AGCO
$7.21B
$20.9M 0.08%
345,787
+188,337
+120% +$10.7M
SWK icon
418
Stanley Black & Decker
SWK
$14.6B
$20.9M 0.08%
230,558
+40,855
+22% +$3.5M
NE
419
DELISTED
Noble Corporation
NE
$20.9M 0.07%
631,970
+108,156
+21% +$3.68M
CMS icon
420
CMS Energy
CMS
$22.5B
$20.8M 0.07%
791,640
-172,029
-18% -$4.67M
NBR icon
421
Nabors Industries
NBR
$1.24B
$20.8M 0.07%
25,841
+6,028
+30% +$4.74M
NFJ
422
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$20.8M 0.07%
1,235,078
-4,124
-0.3% -$70.9K
FMER
423
DELISTED
FIRSTMERIT CORP
FMER
$20.8M 0.07%
957,829
-407,810
-30% -$8.86M
ACN icon
424
Accenture
ACN
$102B
$20.7M 0.07%
281,663
+70,194
+33% +$5.2M
HIG icon
425
Hartford Financial Services
HIG
$39.2B
$20.7M 0.07%
666,233
-73,289
-10% -$2.29M
15 16
17
18 19

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.