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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
376
Public Service Enterprise Group
PEG
$38.2B
$27.6M 0.08%
862,762
+166,674
+24% +$5.51M
NBR icon
377
Nabors Industries
NBR
$1.27B
$27.6M 0.08%
32,478
+6,637
+26% +$5.62M
ADI icon
378
Analog Devices
ADI
$179B
$27.6M 0.08%
541,711
+31,452
+6% +$1.53M
CCEP icon
379
Coca-Cola Europacific Partners
CCEP
$48.3B
$27.6M 0.08%
625,033
+120,875
+24% +$5.05M
NDAQ icon
380
Nasdaq
NDAQ
$52.7B
$27.5M 0.08%
2,071,698
+5,652
+0.3% +$69.1K
ORLY icon
381
O'Reilly Automotive
ORLY
$72.9B
$27.5M 0.08%
3,201,060
+836,955
+35% +$7.06M
PCL
382
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$27.4M 0.08%
589,908
+87,112
+17% +$3.99M
SLM icon
383
SLM Corp
SLM
$4.89B
$27.4M 0.08%
2,920,992
-972,411
-25% -$8.94M
WP
384
DELISTED
Worldpay, Inc.
WP
$27.4M 0.08%
838,803
+759,787
+962% +$22M
HRB icon
385
H&R Block
HRB
$5.58B
$27.3M 0.08%
939,914
-44,815
-5% -$1.27M
NLY icon
386
Annaly Capital Management
NLY
$17.1B
$27.3M 0.08%
683,768
+87,500
+15% +$3.8M
NSC icon
387
Norfolk Southern
NSC
$75.4B
$27.2M 0.08%
293,463
+780
+0.3% +$66.9K
ETN icon
388
Eaton
ETN
$161B
$27.2M 0.08%
357,433
+95,604
+37% +$6.8M
TGNA
389
DELISTED
TEGNA Inc
TGNA
$27.2M 0.08%
1,757,340
-68,019
-4% -$960K
AIZ icon
390
Assurant
AIZ
$13.8B
$27.1M 0.08%
408,165
-940
-0.2% -$57.5K
FNFG
391
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$27M 0.08%
2,545,698
+565,084
+29% +$6.13M
FISV
392
Fiserv Inc
FISV
$28.8B
$27M 0.08%
915,348
+145,996
+19% +$3.94M
ENDP
393
DELISTED
Endo International plc
ENDP
$27M 0.08%
400,403
+88,144
+28% +$5.03M
LEG icon
394
Leggett & Platt
LEG
$1.34B
$27M 0.08%
872,951
+303,798
+53% +$9.05M
KMF
395
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$26.9M 0.08%
783,022
-5,357
-0.7% -$172K
SEE
396
DELISTED
Sealed Air
SEE
$26.9M 0.08%
789,772
+292,160
+59% +$8.91M
PETM
397
DELISTED
PETSMART INC
PETM
$26.8M 0.08%
368,009
-192,131
-34% -$14.1M
STJ
398
DELISTED
St Jude Medical
STJ
$26.8M 0.08%
432,417
+91,677
+27% +$5.31M
FLR icon
399
Fluor
FLR
$7.01B
$26.8M 0.08%
333,497
+12,553
+4% +$959K
TEG
400
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$26.7M 0.08%
491,536
+191,552
+64% +$10.7M
14 15
16
17 18

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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.