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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEG icon
351
Constellation Energy
CEG
$95.6B
$7.99M 0.07%
101,772
-5,094
-5% -$412K
STAG icon
352
STAG Industrial
STAG
$7.19B
$7.97M 0.07%
235,607
+33,777
+17% +$1.15M
NDAQ icon
353
Nasdaq
NDAQ
$52.9B
$7.96M 0.07%
145,577
+6,199
+4% +$358K
DIAX
354
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$7.96M 0.07%
542,019
-86,886
-14% -$1.32M
MTSI icon
355
MACOM Technology Solutions
MTSI
$23.7B
$7.95M 0.07%
112,173
+10,169
+10% +$687K
BF.B icon
356
Brown-Forman Class B
BF.B
$13.1B
$7.95M 0.07%
123,630
+21,962
+22% +$1.43M
PDD icon
357
Pinduoduo
PDD
$131B
$7.93M 0.07%
104,536
+30,060
+40% +$2.72M
ALL icon
358
Allstate
ALL
$67.5B
$7.93M 0.07%
71,596
-9,918
-12% -$1.25M
PGR icon
359
Progressive
PGR
$125B
$7.93M 0.07%
55,431
+12,151
+28% +$1.68M
VGM icon
360
Invesco Trust Investment Grade Municipals
VGM
$564M
$7.9M 0.07%
795,182
-656,553
-45% -$6.57M
ALGN icon
361
Align Technology
ALGN
$12.3B
$7.89M 0.07%
23,627
-143
-0.6% -$42.2K
NIE
362
Virtus Equity & Convertible Income Fund
NIE
$732M
$7.88M 0.07%
400,954
+9,789
+3% +$192K
ASH icon
363
Ashland
ASH
$3.5B
$7.84M 0.07%
76,347
+2,562
+3% +$266K
JAZZ icon
364
Jazz Pharmaceuticals
JAZZ
$16.7B
$7.8M 0.07%
53,325
-1,239
-2% -$183K
INCY icon
365
Incyte
INCY
$24.4B
$7.78M 0.07%
107,708
+4,598
+4% +$360K
MQY icon
366
BlackRock MuniYield Quality Fund
MQY
$817M
$7.76M 0.07%
655,095
-49,750
-7% -$592K
SLAB icon
367
Silicon Laboratories
SLAB
$7.23B
$7.75M 0.07%
44,253
+6,256
+16% +$1.05M
VTRS icon
368
Viatris
VTRS
$18.9B
$7.73M 0.07%
803,127
+3,742
+0.5% +$41.5K
NKX icon
369
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$7.7M 0.06%
661,368
+85,906
+15% +$1.04M
WTFC icon
370
Wintrust Financial
WTFC
$10.7B
$7.64M 0.06%
104,726
-26,789
-20% -$2.29M
GFS icon
371
GlobalFoundries
GFS
$29.6B
$7.64M 0.06%
105,787
+6,078
+6% +$384K
BXMX
372
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7.63M 0.06%
582,649
-73,455
-11% -$961K
VKQ icon
373
Invesco Municipal Trust
VKQ
$551M
$7.62M 0.06%
768,492
-507,039
-40% -$4.95M
DSKE
374
DELISTED
Daseke, Inc. Common Stock
DSKE
$7.61M 0.06%
984,592
-239
-0% -$1.75K
ADM icon
375
Archer Daniels Midland
ADM
$36.9B
$7.59M 0.06%
95,272
+3,690
+4% +$301K
13 14
15
16 17

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.