We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUR icon
351
Murphy Oil
MUR
$5.55B
$28.8M 0.09%
443,896
-159,401
-26% -$9.99M
HYT icon
352
BlackRock Corporate High Yield Fund
HYT
$1.36B
$28.8M 0.09%
2,364,818
+1,477,838
+167% +$17.6M
BWA icon
353
BorgWarner
BWA
$13B
$28.7M 0.09%
583,477
+9,461
+2% +$438K
SNV
354
DELISTED
Synovus
SNV
$28.7M 0.09%
1,138,704
+492,667
+76% +$11.6M
ES icon
355
Eversource Energy
ES
$27.1B
$28.7M 0.09%
676,497
+165,699
+32% +$6.96M
NOC icon
356
Northrop Grumman
NOC
$77.9B
$28.7M 0.09%
250,120
+20,241
+9% +$2.17M
JQC icon
357
Nuveen Credit Strategies Income Fund
JQC
$707M
$28.5M 0.09%
2,925,219
-939,507
-24% -$8.83M
LXP icon
358
LXP Industrial Trust
LXP
$3.56B
$28.4M 0.09%
556,906
+5,062
+0.9% +$276K
HSY icon
359
Hershey
HSY
$35.7B
$28.4M 0.09%
291,782
+34,200
+13% +$3.29M
GNW icon
360
Genworth Financial
GNW
$3.76B
$28.4M 0.09%
1,826,186
-370,006
-17% -$5.35M
HON icon
361
Honeywell
HON
$78.2B
$28.3M 0.09%
344,229
+67,830
+25% +$5.3M
AMP icon
362
Ameriprise Financial
AMP
$48.8B
$28.3M 0.09%
245,577
+591
+0.2% +$61K
RIG icon
363
Transocean
RIG
$5.7B
$28.2M 0.09%
571,080
+512,144
+869% +$25.1M
MWV
364
DELISTED
MEADWESTVACO CORP
MWV
$28.2M 0.09%
763,903
+73,932
+11% +$2.67M
FTR
365
DELISTED
Frontier Communications Corp.
FTR
$28.1M 0.09%
402,748
+109,604
+37% +$7.5M
ACN icon
366
Accenture
ACN
$101B
$28.1M 0.09%
341,387
+59,724
+21% +$4.52M
BDX icon
367
Becton Dickinson
BDX
$46.9B
$28M 0.09%
259,704
-51,351
-17% -$5.32M
COV
368
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$27.9M 0.08%
409,438
+13,980
+4% +$910K
AMAT icon
369
Applied Materials
AMAT
$411B
$27.8M 0.08%
1,573,081
-371,714
-19% -$6.48M
LSI
370
DELISTED
LSI CORPORATION
LSI
$27.8M 0.08%
2,522,630
-234,520
-9% -$2M
TNL icon
371
Travel + Leisure Co
TNL
$4.72B
$27.8M 0.08%
835,520
+161,992
+24% +$4.96M
MET icon
372
MetLife
MET
$62B
$27.8M 0.08%
577,593
-10,177
-2% -$456K
ERF
373
DELISTED
Enerplus Corporation
ERF
$27.7M 0.08%
1,535,751
-217,290
-12% -$3.8M
ECL icon
374
Ecolab
ECL
$78.6B
$27.7M 0.08%
265,752
+43,058
+19% +$4.48M
DFS
375
DELISTED
Discover Financial Services
DFS
$27.6M 0.08%
494,175
-159,500
-24% -$8.36M
13 14
15
16 17

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.