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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
351
DELISTED
TECO ENERGY INC
TE
$23.3M 0.08%
1,410,571
+195,261
+16% +$3.33M
STZ icon
352
Constellation Brands
STZ
$22.4B
$23.3M 0.08%
405,730
+17,673
+5% +$962K
WEC icon
353
WEC Energy
WEC
$35.6B
$23.2M 0.08%
575,355
+57,698
+11% +$2.4M
APC
354
DELISTED
Anadarko Petroleum
APC
$23.2M 0.08%
248,734
+9,788
+4% +$890K
JBL icon
355
Jabil
JBL
$33.4B
$23.1M 0.08%
1,065,192
+100,291
+10% +$2.29M
COR icon
356
Cencora
COR
$60B
$23M 0.08%
377,031
-98
-0% -$5.73K
VIV icon
357
Telefônica Brasil
VIV
$20.3B
$23M 0.08%
1,026,176
+354,184
+53% +$7.62M
CCI icon
358
Crown Castle
CCI
$33.5B
$23M 0.08%
315,082
+54,225
+21% +$3.88M
PEG icon
359
Public Service Enterprise Group
PEG
$38.2B
$22.9M 0.08%
696,088
+2,719
+0.4% +$90K
PWE
360
DELISTED
Penn West Energy Petroleum Ltd
PWE
$22.9M 0.08%
2,058,797
-204,799
-9% -$2.38M
APD icon
361
Air Products & Chemicals
APD
$65.2B
$22.9M 0.08%
231,927
+33,380
+17% +$3.17M
JCI icon
362
Johnson Controls International
JCI
$88.7B
$22.8M 0.08%
525,009
+93,911
+22% +$3.98M
AN icon
363
AutoNation
AN
$7.12B
$22.8M 0.08%
437,190
+24,849
+6% +$1.2M
FLR icon
364
Fluor
FLR
$7.01B
$22.8M 0.08%
320,944
+47,751
+17% +$3.1M
SCG
365
DELISTED
Scana
SCG
$22.7M 0.08%
493,674
+65,417
+15% +$3.22M
MDU icon
366
MDU Resources
MDU
$4.2B
$22.7M 0.08%
2,134,375
+97,892
+5% +$1.03M
NSC icon
367
Norfolk Southern
NSC
$75.6B
$22.6M 0.08%
292,683
+52,896
+22% +$3.96M
CNP icon
368
CenterPoint Energy
CNP
$27.6B
$22.6M 0.08%
940,749
+271,483
+41% +$6.47M
XLS
369
DELISTED
EXELIS INC COM STK
XLS
$22.5M 0.08%
1,532,240
+137,820
+10% +$1.93M
MDT icon
370
Medtronic
MDT
$111B
$22.4M 0.08%
420,281
+37,933
+10% +$2.04M
DO
371
DELISTED
Diamond Offshore Drilling
DO
$22.4M 0.08%
359,009
+71,598
+25% +$4.79M
PRU icon
372
Prudential Financial
PRU
$42.7B
$22.3M 0.08%
286,339
+29,218
+11% +$2.29M
AMP icon
373
Ameriprise Financial
AMP
$48.8B
$22.3M 0.08%
244,986
+16,609
+7% +$1.47M
TER icon
374
Teradyne
TER
$57.2B
$22.3M 0.08%
1,349,522
+310,010
+30% +$5.15M
AMT icon
375
American Tower
AMT
$80.6B
$22.3M 0.08%
300,581
+60,945
+25% +$4.4M
13 14
15
16 17

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.