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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Leidos
LDOS
$17.3B
| $11.7M | 0.07% |
121,262
-6,140
| -5% | -$609K |
|
|
ETW
327
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
| $11.6M | 0.07% |
1,077,243
+63,993
| +6% | +$710K |
|
328
Archer Daniels Midland
ADM
$36.9B
| $11.6M | 0.07% |
193,605
-42,352
| -18% | -$2.54M |
|
329
Public Service Enterprise Group
PEG
$37.7B
| $11.6M | 0.07% |
190,470
-19,847
| -9% | -$1.24M |
|
|
LEO
330
BNY Mellon Strategic Municipals
LEO
$387M
| $11.6M | 0.07% |
1,332,399
+166,658
| +14% | +$1.52M |
|
331
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
| $11.6M | 0.07% |
706,229
+23,966
| +4% | +$394K |
|
332
Cummins
CMI
$88.7B
| $11.5M | 0.07% |
51,335
+22,445
| +78% | +$5.26M |
|
|
CERN
333
DELISTED
Cerner Corp
CERN
| $11.5M | 0.07% |
163,388
-20,190
| -11% | -$1.56M |
|
334
Corteva
CTVA
$51.3B
| $11.5M | 0.07% |
273,253
-20,413
| -7% | -$883K |
|
335
CrowdStrike
CRWD
$218B
| $11.4M | 0.07% |
186,260
+176,464
| +1,801% | +$11.4M |
|
336
Diamondrock Hospitality Co
DRH
$2.56B
| $11.4M | 0.07% |
1,207,035
+694,112
| +135% | +$6.21M |
|
337
Snap-on
SNA
$21.5B
| $11.4M | 0.07% |
54,497
+7
| +0% | +$1.55K |
|
|
ETV
338
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $11.4M | 0.07% |
710,036
+128,480
| +22% | +$2.12M |
|
339
PACCAR
PCAR
$70.1B
| $11.4M | 0.07% |
215,741
+4,889
| +2% | +$271K |
|
|
MGP
340
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $11.3M | 0.07% |
295,285
-196,989
| -40% | -$7.72M |
|
341
Colgate-Palmolive
CL
$74.4B
| $11.3M | 0.07% |
149,616
-12,930
| -8% | -$1.03M |
|
342
International Paper
IP
$22B
| $11.3M | 0.07% |
213,041
-53,946
| -20% | -$3M |
|
|
NIE
343
Virtus Equity & Convertible Income Fund
NIE
$732M
| $11.3M | 0.07% |
382,686
-27,203
| -7% | -$826K |
|
|
NCV
344
Virtus Convertible & Income Fund
NCV
$390M
| $11.3M | 0.07% |
472,242
+5,536
| +1% | +$135K |
|
345
Ryman Hospitality Properties
RHP
$7.63B
| $11.3M | 0.07% |
134,414
-36,876
| -22% | -$2.93M |
|
|
FRC
346
DELISTED
First Republic Bank
FRC
| $11.2M | 0.07% |
58,290
-5,575
| -9% | -$1.1M |
|
347
PNC Financial Services
PNC
$101B
| $11.2M | 0.07% |
57,423
+4,775
| +9% | +$902K |
|
|
K
348
DELISTED
Kellanova
K
| $11.2M | 0.07% |
186,915
+29,599
| +19% | +$1.77M |
|
349
Williams Companies
WMB
$86.1B
| $11.2M | 0.07% |
432,100
-25,779
| -6% | -$649K |
|
350
LyondellBasell Industries
LYB
$19.2B
| $11.1M | 0.07% |
118,769
-9,119
| -7% | -$895K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.