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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRGO icon
326
Perrigo
PRGO
$1.4B
$30.3M 0.09%
197,229
+52,702
+36% +$7.6M
WFM
327
DELISTED
Whole Foods Market Inc
WFM
$30.3M 0.09%
523,340
+60,808
+13% +$3.61M
SYY icon
328
Sysco
SYY
$40.8B
$30.2M 0.09%
837,774
+103,056
+14% +$3.48M
CYN
329
DELISTED
CITY NATIONAL CORPORATION
CYN
$30.2M 0.09%
380,913
-141,389
-27% -$10.4M
PX
330
DELISTED
Praxair Inc
PX
$30M 0.09%
230,861
+34,569
+18% +$4.31M
ANDV
331
DELISTED
Andeavor
ANDV
$29.9M 0.09%
511,974
-145,061
-22% -$7.55M
DD
332
DELISTED
Du Pont De Nemours E I
DD
$29.9M 0.09%
484,701
+57,082
+13% +$3.3M
NTAP icon
333
NetApp
NTAP
$35B
$29.9M 0.09%
726,894
+46,672
+7% +$1.89M
TRV icon
334
Travelers Companies
TRV
$78.1B
$29.9M 0.09%
329,867
+9,061
+3% +$792K
JCI icon
335
Johnson Controls International
JCI
$88.8B
$29.9M 0.09%
555,899
+30,890
+6% +$1.52M
SCG
336
DELISTED
Scana
SCG
$29.8M 0.09%
634,361
+140,687
+28% +$6.58M
ADBE icon
337
Adobe
ADBE
$99.5B
$29.7M 0.09%
495,690
-109,097
-18% -$6.03M
ALR
338
DELISTED
Alere Inc
ALR
$29.6M 0.09%
816,333
+23,757
+3% +$789K
DOC icon
339
Healthpeak Properties
DOC
$15.1B
$29.3M 0.09%
887,084
+51,871
+6% +$1.85M
AON icon
340
Aon
AON
$76.5B
$29.3M 0.09%
349,528
+7,448
+2% +$590K
BLK icon
341
Blackrock
BLK
$169B
$29.3M 0.09%
92,626
+23,714
+34% +$7.08M
WIN
342
DELISTED
Windstream Holdings Inc
WIN
$29.3M 0.09%
468,296
+39,857
+9% +$2.58M
BNY
343
Bank of New York Mellon
BNY
$106B
$29.1M 0.09%
833,774
+398,767
+92% +$13M
DDD icon
344
3D Systems Corp
DDD
$431M
$29M 0.09%
311,647
-391,640
-56% -$27.5M
EMN icon
345
Eastman Chemical
EMN
$8B
$28.9M 0.09%
358,397
+22,927
+7% +$1.78M
LLL
346
DELISTED
L3 Technologies, Inc.
LLL
$28.9M 0.09%
270,551
-53,948
-17% -$5.4M
ACGL icon
347
Arch Capital
ACGL
$34.3B
$28.9M 0.09%
1,451,256
+910,107
+168% +$17.5M
BHI
348
DELISTED
Baker Hughes
BHI
$28.9M 0.09%
522,497
+80,201
+18% +$4.39M
FOSL icon
349
Fossil Group
FOSL
$293M
$28.9M 0.09%
240,705
+1,873
+0.8% +$231K
HAR
350
DELISTED
Harman International Industries
HAR
$28.8M 0.09%
352,459
+21,120
+6% +$1.63M
12 13
14
15 16

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.