We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
State Street
STT
$50.6B
| $24.4M | 0.09% |
370,831
-8,660
| -2% | -$593K |
|
327
CME Group
CME
$96.3B
| $24.3M | 0.09% |
328,807
+34,685
| +12% | +$2.56M |
|
|
FDO
328
DELISTED
FAMILY DOLLAR STORES
FDO
| $24.3M | 0.09% |
336,783
+140,598
| +72% | +$9.88M |
|
|
ALR
329
DELISTED
Alere Inc
ALR
| $24.2M | 0.09% |
792,576
+37,646
| +5% | +$1.15M |
|
330
Monster Beverage
MNST
$94.3B
| $24.2M | 0.09% |
2,782,080
+778,320
| +39% | +$7.68M |
|
331
CF Industries
CF
$19.2B
| $24.2M | 0.09% |
573,505
+106,235
| +23% | +$4.07M |
|
|
SPLS
332
DELISTED
Staples Inc
SPLS
| $24.1M | 0.09% |
1,648,011
-529,648
| -24% | -$8.31M |
|
333
Emerson Electric
EMR
$83.9B
| $24.1M | 0.09% |
372,594
+9,769
| +3% | +$597K |
|
|
COV
334
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $24.1M | 0.09% |
395,458
+41,409
| +12% | +$2.53M |
|
335
Corning
GLW
$119B
| $24.1M | 0.09% |
1,651,048
+215,555
| +15% | +$3.19M |
|
336
Analog Devices
ADI
$179B
| $24M | 0.09% |
510,259
+97,154
| +24% | +$4.65M |
|
|
VIAB
337
DELISTED
Viacom Inc. Class B
VIAB
| $23.9M | 0.09% |
286,198
+6,305
| +2% | +$488K |
|
338
AstraZeneca
AZN
$263B
| $23.9M | 0.09% |
460,614
+41,323
| +10% | +$2.08M |
|
|
TYY
339
DELISTED
TORTOISE ENERGY CAPITAL CORP
TYY
| $23.9M | 0.09% |
755,972
+52,059
| +7% | +$1.71M |
|
|
GMCR
340
DELISTED
KEURIG GREEN MTN INC
GMCR
| $23.9M | 0.09% |
316,627
+115,126
| +57% | +$9.08M |
|
341
Hershey
HSY
$35.2B
| $23.8M | 0.09% |
257,582
+52,217
| +25% | +$4.87M |
|
|
DD
342
DELISTED
Du Pont De Nemours E I
DD
| $23.8M | 0.09% |
427,619
-179,412
| -30% | -$9.8M |
|
343
Intuit
INTU
$86.5B
| $23.7M | 0.09% |
357,292
+41,359
| +13% | +$2.67M |
|
344
Wynn Resorts
WYNN
$10.3B
| $23.7M | 0.09% |
149,841
-17,709
| -11% | -$2.48M |
|
|
PX
345
DELISTED
Praxair Inc
PX
| $23.6M | 0.08% |
196,292
+55,719
| +40% | +$6.62M |
|
|
SN
346
DELISTED
Sanchez Energy Corporation
SN
| $23.6M | 0.08% |
892,551
+38,775
| +5% | +$920K |
|
|
PCL
347
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $23.5M | 0.08% |
502,796
+34,803
| +7% | +$1.63M |
|
|
ANV
348
DELISTED
Allied Nevada Gold Corp
ANV
| $23.5M | 0.08% |
5,628,509
+729,022
| +15% | +$3.8M |
|
349
AGNC Investment
AGNC
$12.4B
| $23.5M | 0.08% |
1,041,597
-63,510
| -6% | -$1.43M |
|
350
Sysco
SYY
$40.8B
| $23.4M | 0.08% |
734,718
-152,658
| -17% | -$5.12M |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
NMIFOAC
WANY
ACA
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.