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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUEL
3351
DELISTED
Rocket Fuel Inc.
FUEL
– –
-7,802
Closed -$335K
RAI
3352
PUT
DELISTED
Reynolds American Inc
RAI
– –
-100,000
Closed -$2.67M
PNRA
3353
CALL
DELISTED
Panera Bread Co
PNRA
– –
-4,100
Closed -$724K
ALJ
3354
DELISTED
Alon USA Energy Inc
ALJ
– –
-162,994
Closed -$2.44M
VASC
3355
DELISTED
Vascular Solutions Inc
VASC
– –
-9,797
Closed -$257K
MEG
3356
DELISTED
Media General, Inc
MEG
– –
-350,235
Closed -$6.43M
COSI
3357
DELISTED
COSI INC NEW COM STK (DE)
COSI
– –
-10,455
Closed -$12K
REXI
3358
DELISTED
RESOURCE AMERICA INC CL-A
REXI
– –
-10,390
Closed -$89K
SQNM
3359
DELISTED
SEQUENOM INC NEW
SQNM
– –
-13,056
Closed -$32K
RDEN
3360
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-8,800
Closed -$260K
FDI
3361
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-11,111
Closed -$160K
BLT
3362
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-11,530
Closed -$137K
RLD
3363
DELISTED
REALD INC COM STK
RLD
– –
-11,305
Closed -$126K
ANAD
3364
DELISTED
ANADIGICS INC
ANAD
– –
-11,955
Closed -$20K
WPP
3365
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-357,097
Closed -$4.55M
DXM
3366
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-10,686
Closed -$98K
CNW
3367
CALL
DELISTED
CON-WAY INC.
CNW
– –
-73,600
Closed -$3.02M
ZQK
3368
CALL
DELISTED
QUICKSILVER,INC.
ZQK
– –
-9,700
Closed -$73K
IFT
3369
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
– –
-11,286
Closed -$65K
ACFN
3370
DELISTED
Acorn Energy Inc
ACFN
– –
-13,666
Closed -$46K
SARA
3371
DELISTED
SARATOGA RESOURCES INC
SARA
– –
-10,604
Closed -$14K
BRP
3372
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
– –
-20,820
Closed -$437K
ANV
3373
PUT
DELISTED
Allied Nevada Gold Corp
ANV
– –
-107,000
Closed -$461K
IBCA
3374
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
– –
-11,295
Closed -$84K
SAPE
3375
DELISTED
SAPIENT CORP
SAPE
– –
-11,037
Closed -$238K
133 134
135
136 137

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.