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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLPW
3226
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
– –
-49,698
Closed -$803K
NBBC
3227
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
– –
-13,527
Closed -$109K
REE
3228
DELISTED
RARE ELEMENT RES LTD
REE
– –
-17,604
Closed -$23K
SFXE
3229
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
– –
-10,398
Closed -$85K
ADAT
3230
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
– –
-1,451
Closed -$9K
WAVX
3231
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
– –
-1,206
Closed -$17K
MTS
3232
DELISTED
MONTGOMERY STR INCOME SECS
MTS
– –
-24,753
Closed -$413K
ISSI
3233
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
– –
-14,584
Closed -$215K
GSI
3234
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
– –
-4,439
Closed -$21K
CYBX
3235
DELISTED
CYBERONICS INC
CYBX
– –
-4,290
Closed -$268K
SURG
3236
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-11,820
Closed -$37K
ZAZA
3237
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
– –
-4,436
Closed -$39K
STRI
3238
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-3,756
Closed -$15K
HNSN
3239
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-2,553
Closed -$33K
VRS
3240
DELISTED
VERSO CORP COM STK (DE)
VRS
– –
-16,663
Closed -$35K
MEA
3241
DELISTED
METALICO INC
MEA
– –
-14,193
Closed -$18K
CYNI
3242
DELISTED
CYAN INC COM
CYNI
– –
-11,841
Closed -$48K
MRH
3243
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-62,936
Closed -$2.01M
LOCM
3244
DELISTED
LOCAL CORP COM STK (DE)
LOCM
– –
-12,662
Closed -$26K
RGDX
3245
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
– –
-11,616
Closed -$11K
ENTR
3246
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-220,193
Closed -$733K
UPI
3247
DELISTED
UROPLASTY INC-NEW
UPI
– –
-12,571
Closed -$34K
VSCI
3248
DELISTED
VISION SCIENCES INC (DEL)
VSCI
– –
-11,176
Closed -$13K
PTRY
3249
DELISTED
PANTRY INC (THE)
PTRY
– –
-12,532
Closed -$203K
PRXI
3250
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
– –
-2,392
Closed -$19K
128 129
130
131 132

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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.