Guggenheim Capital’s WAVE SYS CORP CL A NEW COM STK (DE) WAVX Stock Holding History

Guggenheim Capital’s Portfolio WAVX Stock Details WAVX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,217	Closed	-$2K	–	3153
2015 Q3	$2K	Buy	1,217 +152	+14%	+$328	﹤0.01%	2952
2015 Q2	$6K	Hold	1,065	–	–	﹤0.01%	3034
2015 Q1	$7K	Buy	+1,065	New	+$7.78K	﹤0.01%	3027
2014 Q3	–	Sell	-1,206	Closed	-$17K	–	3240
2014 Q2	$17K	Sell	1,206 -121	-9%	-$1.77K	﹤0.01%	3170
2014 Q1	$12K	Buy	1,327 +305	+30%	+$2.94K	﹤0.01%	3258
2013 Q4	$9K	Buy	+1,022	New	+$11.8K	﹤0.01%	3163
2013 Q3	–	Sell	-957	Closed	-$11K	–	3243
2013 Q2	$11K	Buy	+957	New	+$18.5K	﹤0.01%	3013

Other funds holding WAVX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Guggenheim Capital's WAVX Position: Q4 2015 in Review

Guggenheim Capital sold out of WAVE SYS CORP CL A NEW COM STK (DE) (WAVX) in Q4 2015, closing a stake of 1,217 shares — an estimated $2K sold.

Guggenheim Capital first reported a position in WAVX in Q2 2013 and held it in 7 quarters. The position peaked at $17K in Q2 2014. 22 funds tracked by Wall St. Rank hold WAVX as of Q4 2015.

Guggenheim Capital reported no remaining WAVE SYS CORP CL A NEW COM STK (DE) position as of Q4 2015 after selling out during the quarter.
Guggenheim Capital sold 1,217 WAVE SYS CORP CL A NEW COM STK (DE) shares in Q4 2015, an estimated $2K.
Guggenheim Capital first reported a position in WAVE SYS CORP CL A NEW COM STK (DE) in Q2 2013 and held it in 7 quarters.
Guggenheim Capital's WAVE SYS CORP CL A NEW COM STK (DE) position peaked at $17K in Q2 2014.
22 funds tracked by Wall St. Rank held WAVE SYS CORP CL A NEW COM STK (DE) as of Q4 2015.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.