GC
SURG

Guggenheim Capital’s SYNERGETICS USA, INC. SURG Stock Holding History

Guggenheim Capital’s Portfolio SURG Stock Details SURG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-11,820
Closed -$37K – 3245
2014
Q2 		$37K Sell
11,820
-1,182
-9% -$3.9K ﹤0.01% 3112
2014
Q1 		$40K Buy
13,002
+2,956
+29% +$10K ﹤0.01% 3163
2013
Q4 		$36K Buy
+10,046
New +$41.1K ﹤0.01% 3087

Other funds holding SURG

CAM
Cortina Asset Management Milwaukee, Wisconsin $1.62B AUM 15.44% 1-Year Est. Return
PCMI
Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
WPC
White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return
WA
Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Guggenheim Capital's SURG Position: Q3 2014 in Review

Guggenheim Capital sold out of SYNERGETICS USA, INC. (SURG) in Q3 2014, closing a stake of 11,820 shares — an estimated $37K sold.

Guggenheim Capital first reported a position in SURG in Q4 2013 and held it in 3 quarters. The position peaked at $40K in Q1 2014. 50 funds tracked by Wall St. Rank hold SURG as of Q3 2014.

  • Guggenheim Capital reported no remaining SYNERGETICS USA, INC. position as of Q3 2014 after selling out during the quarter.
  • Guggenheim Capital sold 11,820 SYNERGETICS USA, INC. shares in Q3 2014, an estimated $37K.
  • Guggenheim Capital first reported a position in SYNERGETICS USA, INC. in Q4 2013 and held it in 3 quarters.
  • Guggenheim Capital's SYNERGETICS USA, INC. position peaked at $40K in Q1 2014.
  • 50 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q3 2014.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.