Kennedy Capital Management’s SYNERGETICS USA, INC. SURG Stock Holding History

Kennedy Capital Management’s Portfolio SURG Stock Details SURG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-119,605	Closed	-$562K	–	777
2015 Q2	$562K	Sell	119,605 -405,382	-77%	-$1.97M	0.01%	697
2015 Q1	$2.83M	Sell	524,987 -69,656	-12%	-$329K	0.05%	520
2014 Q4	$2.59M	Sell	594,643 -886	-0.1%	-$3.18K	0.05%	532
2014 Q3	$2.03M	Buy	+595,529	New	+$1.86M	0.04%	561

Other funds holding SURG

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

DCM

DG Capital Management New York $326M AUM 39.67% 1-Year Est. Return

ICM

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Kennedy Capital Management's SURG Position: Q3 2015 in Review

Kennedy Capital Management sold out of SYNERGETICS USA, INC. (SURG) in Q3 2015, closing a stake of 119,605 shares — an estimated $562K sold.

Kennedy Capital Management first reported a position in SURG in Q3 2014 and held it in 4 quarters. The position peaked at $2.83M in Q1 2015. 72 funds tracked by Wall St. Rank hold SURG as of Q3 2015.

Kennedy Capital Management reported no remaining SYNERGETICS USA, INC. position as of Q3 2015 after selling out during the quarter.
Kennedy Capital Management sold 119,605 SYNERGETICS USA, INC. shares in Q3 2015, an estimated $562K.
Kennedy Capital Management first reported a position in SYNERGETICS USA, INC. in Q3 2014 and held it in 4 quarters.
Kennedy Capital Management's SYNERGETICS USA, INC. position peaked at $2.83M in Q1 2015.
72 funds tracked by Wall St. Rank held SYNERGETICS USA, INC. as of Q3 2015.

Based on Kennedy Capital Management's 13F filing for Q3 2015, filed 12 Nov 2015.