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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLAD icon
3226
Gladstone Capital
GLAD
$422M
– –
-5,286
Closed -$107K
GLD icon
3227
CALL
SPDR Gold Trust
GLD
$131B
– –
-22,900
Closed -$2.83M
GNE icon
3228
Genie Energy
GNE
$367M
– –
-233,204
Closed -$2.33M
GNSS icon
3229
Genasys
GNSS
$76.1M
– –
-10,765
Closed -$23K
GT icon
3230
CALL
Goodyear
GT
$2B
– –
-50,000
Closed -$1.31M
GWRE icon
3231
Guidewire Software
GWRE
$12.6B
– –
-6,244
Closed -$306K
H icon
3232
Hyatt Hotels
H
$16.4B
– –
-12,775
Closed -$687K
HDV
3233
iShares Core High Dividend ETF
HDV
$14.5B
– –
-9,555
Closed -$137K
HEI icon
3234
HEICO Corp
HEI
$49.8B
– –
-10,042
Closed -$247K
HEQ
3235
John Hancock Hedged Equity & Income Fund
HEQ
$137M
– –
-12,343
Closed -$216K
IBKR icon
3236
Interactive Brokers
IBKR
$39.2B
– –
-112,104
Closed -$607K
IEP icon
3237
Icahn Enterprises
IEP
$5.24B
– –
-21,206
Closed -$2.18M
IIIN icon
3238
Insteel Industries
IIIN
$593M
– –
-10,185
Closed -$200K
IIM icon
3239
Invesco Value Municipal Income Trust
IIM
$589M
– –
-43,408
Closed -$625K
INVE icon
3240
Identive
INVE
$63.4M
– –
-4,943
Closed -$56K
IVV icon
3241
iShares Core S&P 500 ETF
IVV
$878B
$0 ﹤0.01%
2
– –
IWR icon
3242
iShares Russell Mid-Cap ETF
IWR
$56B
– –
-5,680
Closed -$220K
JAKK icon
3243
Jakks Pacific
JAKK
$301M
– –
-17,013
Closed -$1.23M
KBH icon
3244
KB Home
KBH
$3.37B
– –
-29,178
Closed -$497K
LAMR icon
3245
PUT
Lamar Advertising Co
LAMR
$16.2B
– –
-85,000
Closed -$4.33M
LINC icon
3246
Lincoln Educational Services
LINC
$1.33B
– –
-13,657
Closed -$51K
LOW icon
3247
CALL
Lowe's Companies
LOW
$117B
– –
-137,600
Closed -$6.73M
MFIN icon
3248
Medallion Financial
MFIN
$229M
– –
-10,374
Closed -$137K
MGF
3249
Aberdeen Government Markets Income Fund
MGF
$91.6M
– –
-22,607
Closed -$129K
KG
3250
Kestrel Group
KG
$69.4M
– –
-36,110
Closed -$9.01M
128 129
130
131 132

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.