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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
301
Gen Digital
GEN
$16.4B
$31.9M 0.1%
1,352,124
-70,412
-5% -$1.65M
PBI icon
302
Pitney Bowes
PBI
$2.4B
$31.9M 0.1%
1,367,949
-262,009
-16% -$5.64M
WTFC icon
303
Wintrust Financial
WTFC
$10.8B
$31.7M 0.1%
688,127
+50,589
+8% +$2.24M
ITW icon
304
Illinois Tool Works
ITW
$82.6B
$31.7M 0.1%
377,122
-37,273
-9% -$2.94M
MCK icon
305
McKesson
MCK
$100B
$31.7M 0.1%
196,212
-65,359
-25% -$10M
MNST icon
306
Monster Beverage
MNST
$94.3B
$31.6M 0.1%
2,800,098
+18,018
+0.6% +$177K
CTRA
307
DELISTED
Coterra Energy
CTRA
$31.6M 0.1%
814,917
+443,345
+119% +$15.8M
INTU icon
308
Intuit
INTU
$86.5B
$31.5M 0.1%
413,183
+55,891
+16% +$4.02M
AZN icon
309
AstraZeneca
AZN
$263B
$31.5M 0.1%
530,619
+70,005
+15% +$3.8M
EMR icon
310
Emerson Electric
EMR
$83.9B
$31.4M 0.1%
447,847
+75,253
+20% +$5.03M
REN
311
DELISTED
Resolute Energy Corporaton
REN
$31.3M 0.1%
694,299
+9,195
+1% +$422K
TXT icon
312
Textron
TXT
$14.7B
$31.1M 0.09%
845,931
+335,212
+66% +$10.3M
COO icon
313
Cooper Companies
COO
$14.1B
$31.1M 0.09%
1,002,464
+669,544
+201% +$21.4M
LIFE
314
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$31M 0.09%
408,926
-152,786
-27% -$11.5M
LUMN icon
315
Lumen
LUMN
$6.57B
$31M 0.09%
972,955
+360,556
+59% +$11.5M
F icon
316
Ford
F
$58.5B
$30.7M 0.09%
1,990,178
-86,266
-4% -$1.45M
TMO icon
317
Thermo Fisher Scientific
TMO
$213B
$30.6M 0.09%
274,979
+74,108
+37% +$7.37M
BRCM
318
DELISTED
BROADCOM CORP CL-A
BRCM
$30.6M 0.09%
1,032,364
+77,269
+8% +$2.1M
SMTC icon
319
Semtech
SMTC
$11B
$30.6M 0.09%
1,210,287
-81,725
-6% -$2.41M
TE
320
DELISTED
TECO ENERGY INC
TE
$30.6M 0.09%
1,773,643
+363,072
+26% +$6.21M
JNY
321
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$30.5M 0.09%
2,041,192
-6,714
-0.3% -$97.4K
BSX icon
322
Boston Scientific
BSX
$69.5B
$30.5M 0.09%
2,535,076
+1,138,085
+81% +$13.4M
JBL icon
323
Jabil
JBL
$33B
$30.3M 0.09%
1,735,907
+670,715
+63% +$13.6M
RTN
324
DELISTED
Raytheon Company
RTN
$30.3M 0.09%
333,771
-127,597
-28% -$10.7M
FIS icon
325
Fidelity National Information Services
FIS
$23.1B
$30.3M 0.09%
563,912
+164,950
+41% +$8.14M
11 12
13
14 15

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.