We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNCN
3201
DELISTED
BNC Bancorp
BNCN
– –
-13,298
Closed -$227K
WSTL
3202
DELISTED
Westell Technologies Inc
WSTL
– –
-5,433
Closed -$53K
WINT
3203
DELISTED
Windtree Therapeutics Inc
WINT
– –
-2,775
Closed -$69K
HH
3204
DELISTED
Hooper Holmes Inc
HH
– –
-1,709
Closed -$19K
MEET
3205
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-16,188
Closed -$44K
CYNO
3206
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-10,403
Closed -$221K
DTLK
3207
DELISTED
Datalink Corp
DTLK
– –
-10,553
Closed -$106K
PIOI
3208
DELISTED
Active Power Inc
PIOI
– –
-21,291
Closed -$59K
RAX
3209
PUT
DELISTED
Rackspace Hosting Inc
RAX
– –
-5,000
Closed -$168K
HNR
3210
DELISTED
Harvest Natural Resources
HNR
– –
-2,545
Closed -$51K
VMEM
3211
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-3,031
Closed -$53K
COB
3212
DELISTED
CommunityOne Bancorp
COB
– –
-11,258
Closed -$109K
PTX
3213
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-1,235
Closed -$111K
OUTR
3214
DELISTED
OUTERWALL INC
OUTR
– –
-3,495
Closed -$207K
ESI
3215
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-120,936
Closed -$2.02M
FUR
3216
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-11,113
Closed -$170K
MFLX
3217
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-48,820
Closed -$539K
EMMS
3218
DELISTED
Emmis Communications Corp
EMMS
– –
-3,809
Closed -$43K
TWER
3219
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-1,363
Closed -$53K
NSPH
3220
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-1,327
Closed -$42K
CRDC
3221
DELISTED
CARDICA INC COM NEW (DE)
CRDC
– –
-1,690
Closed -$19K
ENZN
3222
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-15,794
Closed -$16K
MTSN
3223
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-30,285
Closed -$66K
POWR
3224
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-14,433
Closed -$140K
ATNY
3225
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
– –
-13,548
Closed -$37K
127 128
129
130 131

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.