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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBP icon
3201
First Bancorp
FBP
$4.45B
– –
-177,713
Closed -$1.01M
FCF icon
3202
First Commonwealth Financial
FCF
$2.17B
– –
-203,485
Closed -$1.54M
FCN icon
3203
FTI Consulting
FCN
$4.17B
– –
-24,064
Closed -$910K
FIVE icon
3204
PUT
Five Below
FIVE
$12.8B
– –
-19,400
Closed -$864K
FIX icon
3205
Comfort Systems
FIX
$61B
– –
-80,955
Closed -$1.36M
FMS icon
3206
Fresenius Medical Care
FMS
$12.8B
– –
-20,558
Closed -$666K
FSLR icon
3207
CALL
First Solar
FSLR
$26.6B
– –
-35,000
Closed -$1.43M
GLW icon
3208
PUT
Corning
GLW
$136B
– –
-379,200
Closed -$5.58M
GNT
3209
GAMCO Natural Resources, Gold & Income Trust
GNT
$143M
– –
-97,322
Closed -$1.09M
HAE icon
3210
Haemonetics
HAE
$3.86B
– –
-7,813
Closed -$312K
HEES
3211
DELISTED
H&E Equipment Services
HEES
– –
-7,857
Closed -$209K
HHS icon
3212
Harte-Hanks
HHS
$16.8M
– –
-2,206
Closed -$195K
HLF icon
3213
CALL
Herbalife
HLF
$1.19B
– –
-100,000
Closed -$3.49M
HMC icon
3214
Honda
HMC
$40B
– –
-47,470
Closed -$1.81M
HST icon
3215
CALL
Host Hotels & Resorts
HST
$16.1B
– –
-100,000
Closed -$1.78M
IMNN icon
3216
Imunon
IMNN
$6.6M
– –
-2
Closed -$23K
IVV icon
3217
iShares Core S&P 500 ETF
IVV
$898B
$0 ﹤0.01%
2
– –
IWB icon
3218
iShares Russell 1000 ETF
IWB
$49.8B
– –
-3,890
Closed -$366K
IWR icon
3219
iShares Russell Mid-Cap ETF
IWR
$56.8B
– –
-12,200
Closed -$424K
IWS icon
3220
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-1,703
Closed -$104K
JBL icon
3221
PUT
Jabil
JBL
$36.6B
– –
-87,600
Closed -$1.9M
JNPR
3222
CALL
DELISTED
Juniper Networks
JNPR
– –
-175,000
Closed -$3.49M
KBH icon
3223
KB Home
KBH
$3.49B
– –
-15,644
Closed -$282K
KKR icon
3224
KKR & Co
KKR
$92.5B
– –
-36,517
Closed -$752K
KMX icon
3225
CALL
CarMax
KMX
$8.29B
– –
-7,400
Closed -$364K
127 128
129
130 131

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.