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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
3151
CALL
DELISTED
Anadarko Petroleum
APC
– –
-31,800
Closed -$3.23M
CBK
3152
DELISTED
Christopher & Banks Corporation
CBK
– –
-124,466
Closed -$1.23M
ENLK
3153
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-41,075
Closed -$1.25M
ECYT
3154
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-216,734
Closed -$1.32M
XOXO
3155
DELISTED
Xo Group Inc
XOXO
– –
-125,919
Closed -$1.41M
NWY
3156
DELISTED
New York & Co Inc
NWY
– –
-56,059
Closed -$170K
ETP
3157
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-44,865
Closed -$2.17M
CPLA
3158
DELISTED
Capella Education Company
CPLA
– –
-11,967
Closed -$749K
FNGN
3159
DELISTED
Financial Engines, Inc.
FNGN
– –
-10,295
Closed -$352K
BLJ
3160
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
– –
-18,648
Closed -$277K
SCMP
3161
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-10,238
Closed -$67K
FIG
3162
DELISTED
Fortress Investment Group Llc
FIG
– –
-70,209
Closed -$483K
ABCO
3163
DELISTED
Advisory Board Co
ABCO
– –
-184,214
Closed -$8.58M
LDR
3164
DELISTED
Landauer Inc
LDR
– –
-8,468
Closed -$280K
WSTC
3165
DELISTED
West Corporation
WSTC
– –
-163,365
Closed -$4.81M
MYCC
3166
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-28,619
Closed -$568K
DD
3167
PUT
DELISTED
Du Pont De Nemours E I
DD
– –
-21,060
Closed -$1.44M
MENT
3168
DELISTED
Mentor Graphics Corp
MENT
– –
-508,361
Closed -$10.4M
TNGO
3169
DELISTED
Tangoe, Inc.
TNGO
– –
-125,985
Closed -$1.71M
LIOX
3170
DELISTED
Lionbridge Technologies
LIOX
– –
-16,949
Closed -$76K
IOC
3171
DELISTED
Interoil Corporation
IOC
– –
-53,060
Closed -$2.88M
ININ
3172
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-19,059
Closed -$797K
RSTI
3173
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-29,613
Closed -$683K
SMT
3174
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
– –
-1,858
Closed -$30K
BCS.PR.CL
3175
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
– –
-27,621
Closed -$700K
125 126
127
128 129

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.