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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOVX icon
3101
Theriva Biologics
TOVX
$10.3M
– –
-2
Closed -$25K
TURN
3102
DELISTED
180 Degree Capital
TURN
– –
-5,423
Closed -$52K
TZOO icon
3103
Travelzoo
TZOO
$73.4M
– –
-6,279
Closed -$122K
UAMY icon
3104
United States Antimony
UAMY
$920M
– –
-17,806
Closed -$25K
UCTT
3105
Ultra Clean Holdings
UCTT
$3.76B
– –
-14,674
Closed -$133K
UFI icon
3106
UNIFI
UFI
$128M
– –
-10,432
Closed -$287K
ULBI icon
3107
Ultralife
ULBI
$88.6M
– –
-10,125
Closed -$39K
UONEK icon
3108
Urban One Class D
UONEK
$24.9M
– –
-1,415
Closed -$70K
BSIN
3109
Big Sky Industrial
BSIN
$62.8M
– –
-199
Closed -$52K
USPH icon
3110
US Physical Therapy
USPH
$1.16B
– –
-6,288
Closed -$215K
UUP icon
3111
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
– –
-440,800
Closed -$9.37M
UVE icon
3112
Universal Insurance Holdings
UVE
$1.25B
– –
-389,647
Closed -$5.05M
VERU icon
3113
Veru
VERU
$37.1M
– –
-1,296
Closed -$71K
VNQ icon
3114
Vanguard Real Estate ETF
VNQ
$38.8B
– –
-4,000
Closed -$300K
VOD icon
3115
CALL
Vodafone
VOD
$37B
– –
-165,000
Closed -$5.52M
VXRT
3116
DELISTED
Vaxart
VXRT
– –
-1,176
Closed -$37K
WBA
3117
PUT
DELISTED
Walgreens Boots Alliance
WBA
– –
-33,000
Closed -$2.45M
WEN icon
3118
CALL
Wendy's
WEN
$1.41B
– –
-181,500
Closed -$1.56M
WWD icon
3119
Woodward
WWD
$21.6B
– –
-5,411
Closed -$272K
WYY icon
3120
WidePoint Corp
WYY
$106M
– –
-2,649
Closed -$47K
XHB icon
3121
State Street SPDR S&P Homebuilders ETF
XHB
$1.53B
– –
-29,411
Closed -$964K
XLE icon
3122
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
– –
-243,650
Closed -$11.8M
XLP icon
3123
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-206,000
Closed -$9.22M
XLY icon
3124
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-173,200
Closed -$5.78M
ARQ icon
3125
Arq
ARQ
$90.6M
– –
-11,348
Closed -$260K
123 124
125
126 127

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.