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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLGT
3051
DELISTED
Teligent, Inc
TLGT
$61K ﹤0.01%
+1,163
New +$59.4K
UQM
3052
DELISTED
UQM Technologies, Inc.
UQM
$61K ﹤0.01%
26,894
-2,688
-9% -$5.94K
MY
3053
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$61K ﹤0.01%
17,837
-2,184
-11% -$6.53K
OMEX icon
3054
Odyssey Marine Exploration
OMEX
$34.9M
$59K ﹤0.01%
2,908
-1,321
-31% -$28.4K
SPRT
3055
DELISTED
support.com, Inc.
SPRT
$59K ﹤0.01%
7,298
-3,037
-29% -$21.7K
PIOI
3056
DELISTED
Active Power Inc
PIOI
$59K ﹤0.01%
21,291
-2,128
-9% -$6.08K
PRSO icon
3057
Peraso
PRSO
$9.78M
$58K ﹤0.01%
2
-1
-33% -$28.3K
IRD
3058
Opus Genetics
IRD
$306M
$58K ﹤0.01%
138
-14
-9% -$6.36K
VTG
3059
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$58K ﹤0.01%
30,406
-1,400
-4% -$2.43K
BPZ
3060
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$58K ﹤0.01%
18,672
-10,959
-37% -$31.8K
HBIO icon
3061
Harvard Bioscience
HBIO
$27.5M
$57K ﹤0.01%
1,245
-552
-31% -$23.2K
STRR
3062
DELISTED
Star Equity Holdings
STRR
$57K ﹤0.01%
318
-32
-9% -$5.5K
KWK
3063
DELISTED
QUICKSILVER RESOURCES INC
KWK
$57K ﹤0.01%
21,256
+35
+0.2% +$95
FOLD
3064
DELISTED
Amicus Therapeutics
FOLD
$56K ﹤0.01%
16,717
-7,370
-31% -$17.3K
FST
3065
DELISTED
FOREST OIL CORPORATION
FST
$55K ﹤0.01%
23,917
-34,219
-59% -$72.8K
NEO icon
3066
NeoGenomics
NEO
$1.96B
$54K ﹤0.01%
16,343
-5,649
-26% -$18.8K
OESX icon
3067
Orion Energy Systems
OESX
$41M
$54K ﹤0.01%
1,338
-134
-9% -$6.57K
TELL
3068
DELISTED
Tellurian Inc.
TELL
$54K ﹤0.01%
3,051
-305
-9% -$4.76K
PLUG icon
3069
Plug Power
PLUG
$2.87B
$53K ﹤0.01%
+11,338
New +$57.7K
UEC icon
3070
Uranium Energy
UEC
$4.75B
$53K ﹤0.01%
33,673
-25,820
-43% -$36.6K
WSTL
3071
DELISTED
Westell Technologies Inc
WSTL
$53K ﹤0.01%
5,433
-2,040
-27% -$23.8K
VMEM
3072
DELISTED
VIOLIN MEMORY, INC.
VMEM
$53K ﹤0.01%
+3,031
New +$45.5K
TWER
3073
DELISTED
Towerstream Corporation Common Stock
TWER
$53K ﹤0.01%
1,363
-1,425
-51% -$53K
TURN
3074
DELISTED
180 Degree Capital
TURN
$52K ﹤0.01%
5,423
-542
-9% -$5.55K
BSIN
3075
Big Sky Industrial
BSIN
$59.6M
$52K ﹤0.01%
199
-20
-9% -$5.08K
121 122
123
124 125

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.