We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBIO icon
3051
Harvard Bioscience
HBIO
$27.9M
$85K ﹤0.01%
1,797
+298
+20% +$13.6K
IBCA
3052
DELISTED
INTERVEST BANCSHARES CORP COM
IBCA
$84K ﹤0.01%
+11,295
New +$84.8K
CPSS icon
3053
Consumer Portfolio Services
CPSS
$208M
$83K ﹤0.01%
+12,034
New +$97.8K
PKD
3054
DELISTED
Parker Drilling Company
PKD
$83K ﹤0.01%
778
-107
-12% -$12.2K
CATX icon
3055
Perspective Therapeutics
CATX
$339M
$81K ﹤0.01%
3,698
+841
+29% +$8.56K
ENZ
3056
DELISTED
Enzo Biochem, Inc.
ENZ
$81K ﹤0.01%
19,540
+4,441
+29% +$15.2K
RSYS
3057
DELISTED
Radisys Corp
RSYS
$81K ﹤0.01%
22,729
+3,831
+20% +$12.6K
RDI icon
3058
Reading International Class A
RDI
$35.2M
$80K ﹤0.01%
+10,852
New +$80.6K
UEC icon
3059
Uranium Energy
UEC
$5.32B
$79K ﹤0.01%
59,493
+9,041
+18% +$15.6K
IRD
3060
Opus Genetics
IRD
$307M
$79K ﹤0.01%
152
+65
+75% +$35.2K
LUB
3061
DELISTED
Luby's Inc.
LUB
$79K ﹤0.01%
12,900
+2,104
+19% +$13.8K
SPRT
3062
DELISTED
support.com, Inc.
SPRT
$79K ﹤0.01%
10,335
+1,686
+19% +$14.1K
AT
3063
DELISTED
Atlantic Power Corporation
AT
$78K ﹤0.01%
26,860
+2,221
+9% +$6.35K
UQM
3064
DELISTED
UQM Technologies, Inc.
UQM
$78K ﹤0.01%
29,582
+6,724
+29% +$14.3K
PIOI
3065
DELISTED
Active Power Inc
PIOI
$78K ﹤0.01%
23,419
+5,321
+29% +$18.1K
PCO
3066
DELISTED
Pendrell Corporation - Class A
PCO
$78K ﹤0.01%
42
+1
+2% +$1.61K
MCBC
3067
DELISTED
Macatawa Bank Corp
MCBC
$77K ﹤0.01%
15,241
+4,338
+40% +$22.7K
NSPH
3068
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$77K ﹤0.01%
1,794
+291
+19% +$13.8K
MTSN
3069
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$77K ﹤0.01%
33,313
+7,573
+29% +$20.3K
NEO icon
3070
NeoGenomics
NEO
$2B
$76K ﹤0.01%
21,992
+4,692
+27% +$17.6K
RNDY
3071
DELISTED
ROUNDYS INC COM STK
RNDY
$76K ﹤0.01%
+11,046
New +$82.8K
OHAI
3072
DELISTED
OHA Investment Corporation
OHAI
$76K ﹤0.01%
+11,176
New +$82.8K
KRG icon
3073
Kite Realty
KRG
$5.35B
$75K ﹤0.01%
3,111
-27,089
-90% -$675K
OXM icon
3074
Oxford Industries
OXM
$560M
$75K ﹤0.01%
+960
New +$74.1K
WRES
3075
DELISTED
WARREN RESOURCES INC
WRES
$75K ﹤0.01%
15,598
+86
+0.6% +$331
121 122
123
124 125

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.