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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXIA.PR
2976
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$5K ﹤0.01%
1,431
-58,184
-98% -$226K
VGZ icon
2977
Vista Gold
VGZ
$296M
$5K ﹤0.01%
11,459
-26,686
-70% -$12.5K
SVBL
2978
DELISTED
SILVER BULL RESOURCES, INC
SVBL
$3K ﹤0.01%
12,468
-29,038
-70% -$7.49K
ABCB icon
2979
Ameris Bancorp
ABCB
$5.92B
– –
-9,324
Closed -$201K
ABG icon
2980
Asbury Automotive
ABG
$3.88B
– –
-3,185
Closed -$219K
ABR icon
2981
Arbor Realty Trust
ABR
$957M
– –
-14,654
Closed -$102K
ADUS icon
2982
Addus HomeCare
ADUS
$2.22B
– –
-8,993
Closed -$202K
AES icon
2983
CALL
AES
AES
$10.5B
– –
-412,500
Closed -$6.42M
AIT icon
2984
Applied Industrial Technologies
AIT
$13.3B
– –
-3,826
Closed -$194K
ALT icon
2985
Altimmune
ALT
$585M
– –
-92
Closed -$39K
ANIP icon
2986
ANI Pharmaceuticals
ANIP
$1.88B
– –
-65,222
Closed -$2.25M
ARMK icon
2987
Aramark
ARMK
$14.8B
– –
-66,771
Closed -$1.25M
ATEC icon
2988
Alphatec Holdings
ATEC
$1.42B
– –
-2,334
Closed -$46K
ATI icon
2989
CALL
ATI
ATI
$30.5B
– –
-33,000
Closed -$1.49M
ATRC icon
2990
AtriCure
ATRC
$2.01B
– –
-12,899
Closed -$237K
AVNW icon
2991
Aviat Networks
AVNW
$272M
– –
-3,642
Closed -$28K
AXTI icon
2992
AXT Inc
AXTI
$4.92B
– –
-18,507
Closed -$40K
BBSI icon
2993
Barrett Business Services
BBSI
$802M
– –
-18,400
Closed -$217K
BGY icon
2994
BlackRock Enhanced International Dividend Trust
BGY
$526M
– –
-11,571
Closed -$95K
BXC icon
2995
BlueLinx
BXC
$671M
– –
-3,129
Closed -$44K
BZH icon
2996
Beazer Homes USA
BZH
$915M
– –
-21,041
Closed -$441K
CACC icon
2997
Credit Acceptance
CACC
$6.03B
– –
-4,444
Closed -$547K
CAT icon
2998
PUT
Caterpillar
CAT
$394B
– –
-20,600
Closed -$2.24M
CLAR icon
2999
Clarus
CLAR
$130M
– –
-13,845
Closed -$154K
CLF icon
3000
PUT
Cleveland-Cliffs
CLF
$6.98B
– –
-5,000
Closed -$75K
118 119
120
121 122

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.