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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZOO icon
2976
Travelzoo
TZOO
$74.3M
$122K ﹤0.01%
+6,279
New +$120K
GGZ
2977
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$119K ﹤0.01%
+11,027
New +$121K
RDNT icon
2978
RadNet
RDNT
$5.02B
$117K ﹤0.01%
17,656
+2,164
+14% +$12.4K
ENZ
2979
DELISTED
Enzo Biochem, Inc.
ENZ
$117K ﹤0.01%
22,259
+2,719
+14% +$11.8K
HEOP
2980
DELISTED
Heritage Oaks Bancorp
HEOP
$117K ﹤0.01%
15,247
-1,190
-7% -$9.05K
ACLS icon
2981
Axcelis
ACLS
$4.01B
$116K ﹤0.01%
14,424
-955
-6% -$7.12K
KEF
2982
DELISTED
Korea Equity Fund
KEF
$116K ﹤0.01%
13,133
– –
GTE icon
2983
Gran Tierra Energy
GTE
$265M
$115K ﹤0.01%
1,422
-32
-2% -$2.35K
EQU
2984
DELISTED
EQUAL ENERGY LTD COM
EQU
$114K ﹤0.01%
21,115
-800
-4% -$4.04K
PRGX
2985
DELISTED
PRGX Global, Inc.
PRGX
$112K ﹤0.01%
17,475
-1,229
-7% -$7.91K
PTX
2986
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$111K ﹤0.01%
1,235
-410
-25% -$25.1K
RGT
2987
Royce Global Value Trust
RGT
$99.2M
$110K ﹤0.01%
11,663
-4,018
-26% -$36.3K
CWST icon
2988
Casella Waste Systems
CWST
$5.71B
$109K ﹤0.01%
21,608
-1,562
-7% -$8.2K
COB
2989
DELISTED
CommunityOne Bancorp
COB
$109K ﹤0.01%
11,258
-880
-7% -$8.88K
NBBC
2990
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$109K ﹤0.01%
13,527
-962
-7% -$7.38K
RNDY
2991
DELISTED
ROUNDYS INC COM STK
RNDY
$109K ﹤0.01%
19,812
+8,766
+79% +$51.4K
SBCF icon
2992
Seacoast Banking Corp of Florida
SBCF
$3.36B
$108K ﹤0.01%
10,014
-715
-7% -$7.6K
STNG icon
2993
Scorpio Tankers
STNG
$3.9B
$108K ﹤0.01%
1,060
-149
-12% -$13.6K
AGEN
2994
Agenus
AGEN
$312M
$106K ﹤0.01%
1,678
+231
+16% +$13.4K
DTLK
2995
DELISTED
Datalink Corp
DTLK
$106K ﹤0.01%
10,553
-712
-6% -$7.75K
CATX icon
2996
Perspective Therapeutics
CATX
$332M
$105K ﹤0.01%
3,362
-336
-9% -$8.43K
JOF
2997
Japan Smaller Capitalization Fund
JOF
$321M
$103K ﹤0.01%
10,922
– –
NRO
2998
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$103K ﹤0.01%
21,688
– –
ACGN
2999
DELISTED
Aceragen Inc
ACGN
$103K ﹤0.01%
261
+35
+15% +$14.4K
ABR icon
3000
Arbor Realty Trust
ABR
$964M
$102K ﹤0.01%
14,654
-684
-4% -$4.84K
118 119
120
121 122

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.