We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
276
EOG Resources
EOG
$79.2B
$33.1M 0.1%
394,636
+5,542
+1% +$475K
STRZA
277
DELISTED
Starz - Series A
STRZA
$33.1M 0.1%
1,132,395
+466,535
+70% +$13.4M
TSN icon
278
Tyson Foods
TSN
$20.4B
$33M 0.1%
987,724
+46,510
+5% +$1.42M
INGR icon
279
Ingredion
INGR
$6.27B
$33M 0.1%
482,258
+217,870
+82% +$14.7M
AEP icon
280
American Electric Power
AEP
$69.6B
$32.9M 0.1%
704,303
-126,753
-15% -$5.85M
PCP
281
DELISTED
PRECISION CASTPARTS CORP
PCP
$32.8M 0.1%
121,932
+39,121
+47% +$9.84M
TWC
282
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$32.8M 0.1%
242,306
+5,578
+2% +$693K
CB
283
DELISTED
CHUBB CORPORATION
CB
$32.8M 0.1%
339,583
+62,103
+22% +$5.79M
CST
284
DELISTED
CST Brands, Inc.
CST
$32.8M 0.1%
892,991
+875,401
+4,977% +$28.7M
GMCR
285
DELISTED
KEURIG GREEN MTN INC
GMCR
$32.8M 0.1%
433,812
+117,185
+37% +$7.97M
CERN
286
DELISTED
Cerner Corp
CERN
$32.8M 0.1%
588,066
+89,445
+18% +$5.01M
MDT icon
287
Medtronic
MDT
$109B
$32.8M 0.1%
570,836
+150,555
+36% +$8.54M
ED icon
288
Consolidated Edison
ED
$40.1B
$32.7M 0.1%
592,314
+109,588
+23% +$6.16M
LLTC
289
DELISTED
Linear Technology Corp
LLTC
$32.7M 0.1%
716,834
+75,872
+12% +$3.17M
AGN
290
DELISTED
Allergan Inc
AGN
$32.6M 0.1%
293,663
+86,907
+42% +$8.3M
CNP icon
291
CenterPoint Energy
CNP
$27.7B
$32.6M 0.1%
1,405,100
+464,351
+49% +$11.2M
K
292
DELISTED
Kellanova
K
$32.4M 0.1%
565,645
+163,634
+41% +$9.42M
MU icon
293
Micron Technology
MU
$930B
$32.4M 0.1%
1,489,975
+59,119
+4% +$1.15M
AMLP icon
294
Alerian MLP ETF
AMLP
$13B
$32.2M 0.1%
362,237
+40,547
+13% +$3.56M
GLW icon
295
Corning
GLW
$119B
$32.2M 0.1%
1,806,130
+155,082
+9% +$2.55M
HUM icon
296
Humana
HUM
$43.7B
$32.1M 0.1%
311,426
+35,987
+13% +$3.53M
GT icon
297
Goodyear
GT
$2B
$32.1M 0.1%
1,347,500
+453,501
+51% +$10M
CMA
298
DELISTED
Comerica
CMA
$32.1M 0.1%
674,855
+364,778
+118% +$16M
PCAR icon
299
PACCAR
PCAR
$69.8B
$32M 0.1%
811,793
+114,587
+16% +$4.34M
LFCR icon
300
Lifecore Biomedical
LFCR
$166M
$32M 0.1%
2,641,193
+311,824
+13% +$3.72M
10 11
12
13 14

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.