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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
276
Xerox
XRX
$387M
$26.6M 0.1%
981,743
+116,436
+13% +$3.06M
TSN icon
277
Tyson Foods
TSN
$20.4B
$26.6M 0.1%
941,214
+42,181
+5% +$1.22M
ED icon
278
Consolidated Edison
ED
$40.1B
$26.6M 0.1%
482,726
+94,397
+24% +$5.44M
NWL icon
279
Newell Brands
NWL
$2.38B
$26.6M 0.1%
967,646
+177,922
+23% +$4.74M
CTAS icon
280
Cintas
CTAS
$81.9B
$26.6M 0.1%
2,077,276
+871,620
+72% +$10.6M
UTHR icon
281
United Therapeutics
UTHR
$25.8B
$26.5M 0.1%
336,648
-5,474
-2% -$400K
MWV
282
DELISTED
MEADWESTVACO CORP
MWV
$26.5M 0.1%
689,971
-34,480
-5% -$1.27M
MPC icon
283
Marathon Petroleum
MPC
$92.4B
$26.5M 0.1%
823,038
+115,304
+16% +$4.06M
TWC
284
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$26.4M 0.09%
236,728
+17,121
+8% +$1.93M
THO icon
285
Thor Industries
THO
$3.9B
$26.3M 0.09%
452,685
+17,827
+4% +$946K
HRB icon
286
H&R Block
HRB
$5.58B
$26.3M 0.09%
984,729
+14,076
+1% +$410K
BEN icon
287
Franklin Resources
BEN
$17.6B
$26.2M 0.09%
519,101
+169,565
+49% +$8.18M
CERN
288
DELISTED
Cerner Corp
CERN
$26.2M 0.09%
498,621
+59,751
+14% +$2.91M
WTFC icon
289
Wintrust Financial
WTFC
$10.8B
$26.2M 0.09%
637,538
+200,048
+46% +$8.13M
EMN icon
290
Eastman Chemical
EMN
$8B
$26.1M 0.09%
335,470
+76,285
+29% +$5.88M
MRO
291
DELISTED
Marathon Oil Corporation
MRO
$26.1M 0.09%
748,103
+104,780
+16% +$3.73M
JFR icon
292
Nuveen Floating Rate Income Fund
JFR
$1.24B
$26M 0.09%
2,177,333
+44,341
+2% +$543K
QVCGA
293
DELISTED
QVC Group Inc Series A
QVCGA
$25.9M 0.09%
26,873
+11,953
+80% +$11.6M
CHK
294
DELISTED
Chesapeake Energy Corporation
CHK
$25.9M 0.09%
5,287
-1,878
-26% -$8.71M
PCAR icon
295
PACCAR
PCAR
$69.8B
$25.9M 0.09%
697,206
+79,161
+13% +$2.94M
CPB icon
296
Campbell Soup
CPB
$6.55B
$25.8M 0.09%
634,543
+165,607
+35% +$7.42M
WBA
297
DELISTED
Walgreens Boots Alliance
WBA
$25.7M 0.09%
477,893
+89,451
+23% +$4.5M
HUM icon
298
Humana
HUM
$43.7B
$25.7M 0.09%
275,439
+26,825
+11% +$2.46M
GM icon
299
General Motors
GM
$80.4B
$25.7M 0.09%
713,412
+163,831
+30% +$5.88M
BWA icon
300
BorgWarner
BWA
$13.1B
$25.6M 0.09%
574,016
+111,271
+24% +$4.67M
10 11
12
13 14

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.