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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAVX
2951
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$2K ﹤0.01%
1,217
+152
+14% +$328
APP
2952
DELISTED
AMERICAN APPAREL INC COM
APP
$2K ﹤0.01%
21,102
+2,635
+14% +$589
LEN.B icon
2953
Lennar Class B
LEN.B
$20.1B
$1K ﹤0.01%
+38
New +$1.52K
AAON icon
2954
Aaon
AAON
$7.39B
– –
-18,776
Closed -$282K
ACRE
2955
Ares Commercial Real Estate
ACRE
$261M
– –
-19,193
Closed -$218K
ADTN icon
2956
Adtran
ADTN
$611M
– –
-22,194
Closed -$361K
AGRO icon
2957
Adecoagro
AGRO
$1.35B
– –
-45,383
Closed -$418K
AGX icon
2958
Argan
AGX
$8.28B
– –
-43,848
Closed -$1.77M
AMKR icon
2959
Amkor Technology
AMKR
$13.5B
– –
-33,419
Closed -$200K
AMRC icon
2960
Ameresco
AMRC
$1.36B
– –
-10,928
Closed -$84K
BAC.PRL icon
2961
Bank of America Series L
BAC.PRL
$3.98B
– –
-5,245
Closed -$5.83M
BRO icon
2962
Brown & Brown
BRO
$23.8B
– –
-34,288
Closed -$563K
CADE
2963
DELISTED
Cadence Bank
CADE
– –
-24,973
Closed -$644K
CCRN
2964
DELISTED
Cross Country Healthcare
CCRN
– –
-10,879
Closed -$138K
CFFN icon
2965
Capitol Federal Financial
CFFN
$1.11B
– –
-26,744
Closed -$322K
CIF
2966
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-10,610
Closed -$28K
COLB icon
2967
Columbia Banking Systems
COLB
$8.78B
– –
-14,307
Closed -$466K
CRIS icon
2968
Curis
CRIS
$8.59M
– –
-6
Closed -$37K
CRS icon
2969
Carpenter Technology
CRS
$27.7B
– –
-8,820
Closed -$341K
CSTM icon
2970
Constellium
CSTM
$3.88B
– –
-20,490
Closed -$242K
CVBF icon
2971
CVB Financial
CVBF
$4B
– –
-26,373
Closed -$464K
CYBR
2972
DELISTED
CyberArk
CYBR
– –
-7,100
Closed -$446K
DIOD icon
2973
Diodes
DIOD
$4.55B
– –
-34,535
Closed -$833K
AXIA.PR
2974
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
– –
-984
Closed -$2K
ENOV icon
2975
Enovis
ENOV
$1.52B
– –
-3,007
Closed -$239K
117 118
119
120 121

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.