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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
2926
DELISTED
American International Group, Inc.
AIG.WS
$11K ﹤0.01%
463
– –
CVM icon
2927
CEL-SCI Corp
CVM
$30.1M
$10K ﹤0.01%
22
+3
+16% +$1.37K
CNSY
2928
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
FXEN
2929
DELISTED
FX ENERGY INC
FXEN
$10K ﹤0.01%
+10,776
New +$9.74K
VIRX
2930
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$9K ﹤0.01%
+54
New +$19.5K
CMLS
2931
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$9K ﹤0.01%
1,627
-503
-24% -$5.68K
PGN
2932
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$9K ﹤0.01%
34,992
-243,817
-87% -$166K
CNVS icon
2933
Cineverse
CNVS
$65.6M
$8K ﹤0.01%
72
+9
+14% +$1.11K
UQM
2934
DELISTED
UQM Technologies, Inc.
UQM
$8K ﹤0.01%
12,785
+1,597
+14% +$1.16K
IMUC
2935
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$8K ﹤0.01%
479
+60
+14% +$1.09K
WRES
2936
DELISTED
WARREN RESOURCES INC
WRES
$8K ﹤0.01%
16,463
+2,056
+14% +$942
OMEX icon
2937
Odyssey Marine Exploration
OMEX
$51.8M
$7K ﹤0.01%
1,688
+210
+14% +$927
REN
2938
DELISTED
Resolute Energy Corporaton
REN
$7K ﹤0.01%
3,546
-557,598
-99% -$1.59M
AIM
2939
AIM ImmunoTech
AIM
$7.91M
$7K ﹤0.01%
1
– –
THMO
2940
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$6K ﹤0.01%
+1
New +$6.09K
FRTX
2941
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$6K ﹤0.01%
4
– –
ATEC icon
2942
Alphatec Holdings
ATEC
$1.44B
$5K ﹤0.01%
1,141
+143
+14% +$1.45K
UAMY icon
2943
United States Antimony
UAMY
$1.02B
$5K ﹤0.01%
13,454
+1,680
+14% +$951
CRDC
2944
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$5K ﹤0.01%
1,767
+221
+14% +$882
ANAD
2945
DELISTED
ANADIGICS INC
ANAD
$5K ﹤0.01%
20,871
+2,606
+14% +$1.12K
AUMN
2946
DELISTED
Golden Minerals Company
AUMN
$4K ﹤0.01%
567
+71
+14% +$555
PRKR
2947
DELISTED
Parkervision Inc
PRKR
$4K ﹤0.01%
2,017
+252
+14% +$732
WINT
2948
DELISTED
Windtree Therapeutics Inc
WINT
$4K ﹤0.01%
941
+118
+14% +$781
APEN
2949
DELISTED
Apollo Endosurgery, Inc.
APEN
$3K ﹤0.01%
+166
New +$3.16K
ETRM
2950
DELISTED
EnteroMedics Inc.
ETRM
$3K ﹤0.01%
11
+1
+10% +$319
116 117
118
119 120

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.