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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPE
2901
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$197K ﹤0.01%
78
-4
-5% -$8.16K
REXX
2902
DELISTED
Rex Energy Corporation
REXX
$196K ﹤0.01%
1,108
-54
-5% -$10.5K
BDSI
2903
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$195K ﹤0.01%
16,200
-2,604
-14% -$24.7K
AIT icon
2904
Applied Industrial Technologies
AIT
$13B
$194K ﹤0.01%
+3,826
New +$185K
INFN
2905
DELISTED
Infinera Corporation Common Stock
INFN
$194K ﹤0.01%
21,044
+6,596
+46% +$58.6K
WNS
2906
DELISTED
WNS Holdings
WNS
$193K ﹤0.01%
10,086
-1,223
-11% -$22.6K
CYHHZ
2907
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$193K ﹤0.01%
2,887,500
+1,137,500
+65% +$74.1K
SNMX
2908
DELISTED
Senomyx, Inc.
SNMX
$193K ﹤0.01%
22,377
+4,564
+26% +$38K
CTIC
2909
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$192K ﹤0.01%
6,819
-986
-13% -$29.6K
CSFL
2910
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$190K ﹤0.01%
16,948
-1,506
-8% -$16.3K
KKD
2911
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$188K ﹤0.01%
11,806
-709
-6% -$12.3K
GLUU
2912
DELISTED
Glu Mobile Inc.
GLUU
$187K ﹤0.01%
37,440
-2,207
-6% -$8.81K
AXIA
2913
AXIA Energia
AXIA
$24.1B
$186K ﹤0.01%
80,191
-8,916
-10% -$22.7K
FSYS
2914
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$186K ﹤0.01%
16,673
-2,017
-11% -$20.9K
MSFG
2915
DELISTED
MainSource Financial Group Inc
MSFG
$182K ﹤0.01%
10,581
-1,086
-9% -$18.2K
LPL icon
2916
LG Display
LPL
$3.07B
$180K ﹤0.01%
+11,433
New +$158K
TTI icon
2917
TETRA Technologies
TTI
$1.15B
$180K ﹤0.01%
15,318
-1,080
-7% -$13K
IO
2918
DELISTED
ION Geophysical Corporation
IO
$179K ﹤0.01%
2,819
-785
-22% -$49.5K
LYG icon
2919
Lloyds Banking Group
LYG
$90.8B
$177K ﹤0.01%
34,395
-7,572
-18% -$39.3K
RXII
2920
DELISTED
GALENA BIOPHARMA INC COM
RXII
$177K ﹤0.01%
57,620
-1,805
-3% -$5.54K
PYN
2921
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$175K ﹤0.01%
+18,068
New +$173K
PALI icon
2922
Palisade Bio
PALI
$337M
– –
0
– –
PLOW icon
2923
Douglas Dynamics
PLOW
$972M
$172K ﹤0.01%
9,783
-984
-9% -$17.1K
SPAB icon
2924
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$171K ﹤0.01%
5,900
-350
-6% -$10.1K
FUR
2925
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$170K ﹤0.01%
11,113
-3,933
-26% -$54.3K
115 116
117
118 119

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.