We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDR
2876
DELISTED
Cedar Realty Trust, Inc
CDR
$87K ﹤0.01%
1,766
+161
+10% +$8.1K
WIFI
2877
DELISTED
Boingo Wireless, Inc.
WIFI
$86K ﹤0.01%
11,423
+601
+6% +$4.67K
IMBI
2878
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$85K ﹤0.01%
1,271
+34
+3% +$2.2K
HILL
2879
DELISTED
DOT HILL SYSTEMS CORP
HILL
$85K ﹤0.01%
16,124
+970
+6% +$4.45K
AREX
2880
DELISTED
Approach Resources Inc.
AREX
$84K ﹤0.01%
12,738
+658
+5% +$4.53K
ITIP
2881
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$81K ﹤0.01%
+1,938
New +$83.5K
NTLS
2882
DELISTED
NTELOS HLDGS CORP COM
NTLS
$79K ﹤0.01%
16,378
-127,174
-89% -$599K
RBS.PRM
2883
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$79K ﹤0.01%
+3,157
New +$78.6K
OIBR
2884
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$78K ﹤0.01%
50,816
-155,986
-75% -$338K
AXAS
2885
DELISTED
Abraxas Petroleum Corp
AXAS
$77K ﹤0.01%
1,185
+66
+6% +$4.09K
SZYM
2886
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$77K ﹤0.01%
27,010
+1,433
+6% +$3.66K
XOMA
2887
DELISTED
Xoma
XOMA
$76K ﹤0.01%
1,053
+82
+8% +$6.02K
XCO
2888
DELISTED
Exco Resources
XCO
$76K ﹤0.01%
2,764
+251
+10% +$7.42K
EPM icon
2889
Evolution Petroleum
EPM
$131M
$75K ﹤0.01%
12,607
+456
+4% +$3.06K
HLIT icon
2890
Harmonic Inc
HLIT
$1.28B
$74K ﹤0.01%
10,044
-974
-9% -$7.24K
SGYP
2891
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$74K ﹤0.01%
15,926
+616
+4% +$2K
SNMX
2892
DELISTED
Senomyx, Inc.
SNMX
$74K ﹤0.01%
16,768
+1,363
+9% +$7.14K
CWST icon
2893
Casella Waste Systems
CWST
$5.69B
$73K ﹤0.01%
13,234
+449
+4% +$1.94K
CTIC
2894
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$73K ﹤0.01%
4,050
+838
+26% +$18.9K
ACWV icon
2895
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-8,000
Closed -$566K
MHR
2896
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$72K ﹤0.01%
27,004
+1,383
+5% +$3.41K
WTI icon
2897
W&T Offshore
WTI
$518M
$71K ﹤0.01%
13,978
-19,858
-59% -$115K
COVS
2898
DELISTED
Covisint Corporation
COVS
$69K ﹤0.01%
33,832
-494
-1% -$1.15K
ZIXI
2899
DELISTED
Zix Corporation
ZIXI
$66K ﹤0.01%
16,698
+522
+3% +$1.98K
HK
2900
DELISTED
Halcon Resources Corporation
HK
$66K ﹤0.01%
247
+11
+5% +$3.25K
114 115
116
117 118

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.