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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
2851
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
– –
-7,872
Closed -$209K
ECON icon
2852
Columbia Emerging Markets Consumer ETF
ECON
$328M
– –
-10,982
Closed -$243K
EEMV icon
2853
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
– –
-2,664
Closed -$130K
EFAV icon
2854
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
– –
-2,138
Closed -$131K
EFV icon
2855
iShares MSCI EAFE Value ETF
EFV
$28.8B
– –
-2,500
Closed -$118K
EPP icon
2856
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
– –
-6,500
Closed -$257K
EUFN icon
2857
iShares MSCI Europe Financials ETF
EUFN
$4.14B
– –
-17,156
Closed -$325K
EWJ icon
2858
iShares MSCI Japan ETF
EWJ
$21.9B
– –
-17,940
Closed -$877K
EWP icon
2859
iShares MSCI Spain ETF
EWP
$2.11B
– –
-4,770
Closed -$126K
EWW icon
2860
iShares MSCI Mexico ETF
EWW
$1.92B
– –
-1,000
Closed -$44K
FBND icon
2861
Fidelity Total Bond ETF
FBND
$26.9B
– –
-34,883
Closed -$1.74M
FDD icon
2862
First Trust STOXX European Select Dividend Income Fund
FDD
$891M
– –
-37,681
Closed -$447K
FEP icon
2863
First Trust Europe AlphaDEX Fund
FEP
$526M
– –
-15,981
Closed -$467K
FIX icon
2864
Comfort Systems
FIX
$60.9B
– –
-6,788
Closed -$226K
FTAI icon
2865
FTAI Aviation
FTAI
$21.1B
– –
-107,850
Closed -$1.23M
GEVO icon
2866
Gevo
GEVO
$360M
– –
-35
Closed -$2K
GHYG icon
2867
iShares US & Intl High Yield Corp Bond ETF
GHYG
$194M
– –
-3,078
Closed -$149K
GNE icon
2868
Genie Energy
GNE
$367M
– –
-10,414
Closed -$60K
GNR icon
2869
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
– –
-3,179
Closed -$131K
GRBK icon
2870
Green Brick Partners
GRBK
$3.04B
– –
-14,724
Closed -$148K
GUNR icon
2871
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.2B
– –
-15,000
Closed -$430K
HOFT icon
2872
Hooker Furnishings Corp
HOFT
$150M
– –
-6,791
Closed -$258K
HUBS icon
2873
HubSpot
HUBS
$12.2B
– –
-27,509
Closed -$1.29M
HYLS icon
2874
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-5,454
Closed -$263K
HYS icon
2875
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-1,808
Closed -$181K
113 114
115
116 117

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.