Guggenheim Capital’s First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS Stock Holding History

Guggenheim Capital’s Portfolio HYLS Stock Details HYLS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-5,454	Closed	-$263K	–	2881
2016 Q4	$263K	Sell	5,454 -751	-12%	-$36.2K	﹤0.01%	2630
2016 Q3	$302K	Sell	6,205 -1,998	-24%	-$97K	﹤0.01%	2551
2016 Q2	$391K	Sell	8,203 -1,453	-15%	-$69.3K	﹤0.01%	2447
2016 Q1	$458K	Sell	9,656 -909	-9%	-$42.3K	﹤0.01%	2402
2015 Q4	$496K	Sell	10,565 -639	-6%	-$30.7K	﹤0.01%	2462
2015 Q3	$539K	Buy	11,204 +1,103	+11%	+$54.8K	﹤0.01%	2388
2015 Q2	$505K	Buy	+10,101	New	+$512K	﹤0.01%	2536

Other funds holding HYLS

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital's HYLS Position: Q1 2017 in Review

Guggenheim Capital sold out of First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF (HYLS) in Q1 2017, closing a stake of 5,454 shares — an estimated $263K sold.

Guggenheim Capital first reported a position in HYLS in Q2 2015 and held it in 7 quarters. The position peaked at $539K in Q3 2015. 94 funds tracked by Wall St. Rank hold HYLS as of Q1 2017.

Guggenheim Capital reported no remaining First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position as of Q1 2017 after selling out during the quarter.
Guggenheim Capital sold 5,454 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF shares in Q1 2017, an estimated $263K.
Guggenheim Capital first reported a position in First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2015 and held it in 7 quarters.
Guggenheim Capital's First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF position peaked at $539K in Q3 2015.
94 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF as of Q1 2017.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.