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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPI icon
2851
Intrepid Potash
IPI
$467M
$221K ﹤0.01%
1,427
-134
-9% -$20.5K
IWR icon
2852
iShares Russell Mid-Cap ETF
IWR
$57.4B
$220K ﹤0.01%
+5,680
New +$215K
MZTI
2853
The Marzetti Company
MZTI
$3.05B
$219K ﹤0.01%
2,199
-275
-11% -$24.7K
HCOM
2854
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$219K ﹤0.01%
+7,689
New +$217K
REX icon
2855
REX American Resources
REX
$1.44B
$218K ﹤0.01%
+22,884
New +$175K
CORE
2856
DELISTED
Core Mark Holding Co., Inc.
CORE
$218K ﹤0.01%
+12,032
New +$228K
DHIL
2857
DELISTED
Diamond Hill
DHIL
$217K ﹤0.01%
+1,650
New +$197K
NXST icon
2858
Nexstar Media Group
NXST
$6B
$217K ﹤0.01%
+5,780
New +$250K
VVTV
2859
DELISTED
VALUEVISION MEDIA INC
VVTV
$217K ﹤0.01%
44,504
+6,537
+17% +$38.5K
REXX
2860
DELISTED
Rex Energy Corporation
REXX
$217K ﹤0.01%
1,162
-244
-17% -$44.4K
HEQ
2861
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$216K ﹤0.01%
12,343
-7,027
-36% -$121K
WIP icon
2862
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$216K ﹤0.01%
3,600
+317
+10% +$18.6K
DLB icon
2863
Dolby
DLB
$5.75B
$215K ﹤0.01%
4,823
-13,154
-73% -$553K
COHR
2864
DELISTED
Coherent Inc
COHR
$215K ﹤0.01%
3,287
-568
-15% -$39.2K
GGM
2865
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$215K ﹤0.01%
+9,000
New +$209K
LYG icon
2866
Lloyds Banking Group
LYG
$90.9B
$214K ﹤0.01%
41,967
-100,927
-71% -$548K
ORBC
2867
DELISTED
ORBCOMM, Inc.
ORBC
$211K ﹤0.01%
30,801
+5,053
+20% +$36.2K
TTI icon
2868
TETRA Technologies
TTI
$1.28B
$210K ﹤0.01%
16,398
-957
-6% -$11.1K
TPC
2869
Tutor Perini Cor
TPC
$5.03B
$210K ﹤0.01%
7,333
-558
-7% -$14.2K
UVE icon
2870
Universal Insurance Holdings
UVE
$1.23B
$209K ﹤0.01%
16,457
+3,116
+23% +$39.6K
WT icon
2871
WisdomTree
WT
$3.27B
$209K ﹤0.01%
+15,940
New +$243K
CNSL
2872
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$209K ﹤0.01%
+10,415
New +$203K
TOWR
2873
DELISTED
Tower International, Inc.
TOWR
$209K ﹤0.01%
+7,703
New +$189K
KMT icon
2874
Kennametal
KMT
$2.52B
$206K ﹤0.01%
4,640
+119
+3% +$5.45K
MSTR icon
2875
Strategy Inc
MSTR
$39.1B
$206K ﹤0.01%
17,860
-2,340
-12% -$29.2K
113 114
115
116 117

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.