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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIVI
2826
DELISTED
Civitas Resources
CIVI
$71K ﹤0.01%
157
+19
+14% +$17.7K
NEO icon
2827
NeoGenomics
NEO
$2.09B
$68K ﹤0.01%
11,940
-954
-7% -$5.91K
CWST icon
2828
Casella Waste Systems
CWST
$5.63B
$67K ﹤0.01%
11,665
-942
-7% -$5.76K
ACLS icon
2829
Axcelis
ACLS
$4.26B
$66K ﹤0.01%
6,207
-558
-8% -$6.8K
YGE
2830
DELISTED
Yingli Green Energy Holding Comp
YGE
$66K ﹤0.01%
16,227
-709,852
-98% -$5.59M
LILA icon
2831
Liberty Latin America Class A
LILA
$1.67B
$65K ﹤0.01%
+3,011
New +$76.7K
AUO
2832
DELISTED
AU Optronics Corp
AUO
$65K ﹤0.01%
21,932
+2,439
+13% +$8.28K
GNT
2833
GAMCO Natural Resources, Gold & Income Trust
GNT
$145M
$63K ﹤0.01%
+10,823
New +$68.9K
ZIXI
2834
DELISTED
Zix Corporation
ZIXI
$63K ﹤0.01%
14,937
-953
-6% -$4.53K
SGYP
2835
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$63K ﹤0.01%
11,920
-1,022
-8% -$7.91K
OCLR
2836
DELISTED
Oclaro Inc.
OCLR
$61K ﹤0.01%
26,735
-1,891
-7% -$4.63K
CPRX
2837
DELISTED
Catalyst Pharmaceutical
CPRX
$59K ﹤0.01%
19,479
-417
-2% -$1.8K
DALN
2838
DELISTED
DallasNews
DALN
$59K ﹤0.01%
2,986
+98
+3% +$1.96K
OSUR icon
2839
OraSure Technologies
OSUR
$275M
$59K ﹤0.01%
13,458
-2,322
-15% -$12.1K
CTIC
2840
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$59K ﹤0.01%
4,036
-192
-5% -$3.32K
BSBR icon
2841
Santander
BSBR
$43.5B
$57K ﹤0.01%
18,989
-37,098
-66% -$154K
EXTR icon
2842
Extreme Networks
EXTR
$3.19B
$57K ﹤0.01%
17,049
-2,346
-12% -$6.54K
DRRX
2843
DELISTED
DURECT Corp
DRRX
$56K ﹤0.01%
2,872
-162
-5% -$3.68K
AT
2844
DELISTED
Atlantic Power Corporation
AT
$56K ﹤0.01%
30,059
-8,310
-22% -$19.9K
RXII
2845
DELISTED
GALENA BIOPHARMA INC COM
RXII
$56K ﹤0.01%
35,588
-774
-2% -$1.22K
PKD
2846
DELISTED
Parker Drilling Company
PKD
$55K ﹤0.01%
1,401
-438
-24% -$18.5K
ALR
2847
DELISTED
AlerisLife Inc
ALR
$54K ﹤0.01%
1,728
+459
+36% +$17.4K
UCFC
2848
DELISTED
United Community Financial Corp
UCFC
$54K ﹤0.01%
10,783
-718
-6% -$3.65K
TSYS
2849
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$53K ﹤0.01%
15,532
-1,259
-7% -$4.49K
FCEL icon
2850
FuelCell Energy
FCEL
$1.58B
$52K ﹤0.01%
16
-5
-24% -$18.2K
112 113
114
115 116

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.