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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKBA icon
2801
Akebia Therapeutics
AKBA
$351M
– –
-10,921
Closed -$157K
AMC icon
2802
AMC Entertainment Holdings
AMC
$2.54B
– –
-1,264
Closed -$287K
ARMK icon
2803
Aramark
ARMK
$14.9B
– –
-94,108
Closed -$2.78M
ASG
2804
Liberty All-Star Growth Fund
ASG
$336M
– –
-10,224
Closed -$50K
BJRI icon
2805
BJ's Restaurants
BJRI
$1.45B
– –
-5,725
Closed -$214K
BN icon
2806
Brookfield
BN
$107B
– –
-45,160
Closed -$632K
CLDX icon
2807
Celldex Therapeutics
CLDX
$2.96B
– –
-1,235
Closed -$44K
COLM icon
2808
Columbia Sportswear
COLM
$3B
– –
-15,611
Closed -$907K
CPAC
2809
Cementos Pacasmayo
CPAC
$1.02B
– –
-12,928
Closed -$148K
CZR icon
2810
Caesars Entertainment
CZR
$6.06B
– –
-10,615
Closed -$213K
DAKT icon
2811
Daktronics
DAKT
$1,000M
– –
-29,094
Closed -$279K
DFIN icon
2812
Donnelley Financial Solutions
DFIN
$1.2B
– –
-8,868
Closed -$205K
DRD
2813
DRDGold
DRD
$1.81B
– –
-28,901
Closed -$91K
EC icon
2814
Ecopetrol
EC
$34.1B
– –
-21,731
Closed -$198K
EDF
2815
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
– –
-38,459
Closed -$611K
EMHY icon
2816
iShares JPMorgan EM High Yield Bond ETF
EMHY
$625M
– –
-9,285
Closed -$466K
FLC
2817
Flaherty & Crumrine Total Return Fund
FLC
$176M
– –
-9,584
Closed -$214K
FSS icon
2818
Federal Signal
FSS
$7.88B
– –
-97,598
Closed -$1.7M
FT
2819
Franklin Universal Trust
FT
$198M
– –
-10,702
Closed -$76K
GTN icon
2820
Gray Television
GTN
$434M
– –
-12,117
Closed -$166K
H icon
2821
Hyatt Hotels
H
$16.2B
– –
-9,592
Closed -$538K
HYHG icon
2822
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
– –
-13,699
Closed -$940K
IGR
2823
CBRE Global Real Estate Income Fund
IGR
$707M
– –
-13,697
Closed -$105K
IMOS
2824
ChipMOS TECHNOLOGIES
IMOS
$1.68B
– –
-140,211
Closed -$3.27M
IVE icon
2825
iShares S&P 500 Value ETF
IVE
$49.3B
– –
-299
Closed -$31K
111 112
113
114 115

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.