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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENX
2801
DELISTED
PENFORD CORP
PENX
$192K ﹤0.01%
+10,260
New +$182K
DSU icon
2802
BlackRock Debt Strategies Fund
DSU
$595M
$191K ﹤0.01%
17,181
-5,955
-26% -$67K
S
2803
DELISTED
Sprint Corporation
S
$189K ﹤0.01%
45,599
-38,999
-46% -$201K
CEN
2804
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$186K ﹤0.01%
+1,046
New +$199K
SALE
2805
DELISTED
RetailMeNot, Inc. Series 1
SALE
$183K ﹤0.01%
12,546
+1,767
+16% +$27.6K
LRE
2806
DELISTED
LRR ENERGY LP
LRE
$180K ﹤0.01%
25,449
-5,391
-17% -$67.8K
NWBI icon
2807
Northwest Bancshares
NWBI
$2.31B
$178K ﹤0.01%
14,232
+868
+6% +$10.9K
BIT icon
2808
BlackRock Multi-Sector Income Trust
BIT
$702M
$177K ﹤0.01%
+10,571
New +$185K
EMD
2809
DELISTED
Western Asset Emerging Markets
EMD
$177K ﹤0.01%
16,225
+197
+1% +$2.29K
NES
2810
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$176K ﹤0.01%
31,821
-54
-0.2% -$474
FINL
2811
CALL
DELISTED
Finish Line
FINL
$170K ﹤0.01%
7,000
-10,000
-59% -$263K
HSBC.PRA
2812
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$169K ﹤0.01%
6,566
-1,904
-22% -$48.4K
BSTG
2813
DELISTED
Biostage, Inc. Common Stock
BSTG
$167K ﹤0.01%
52,557
-16,810
-24% -$83.3K
MTOR
2814
DELISTED
MERITOR, Inc.
MTOR
$165K ﹤0.01%
10,893
-118,801
-92% -$1.51M
CALD
2815
DELISTED
Callidus Software, Inc.
CALD
$165K ﹤0.01%
+10,120
New +$148K
SPAB icon
2816
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$162K ﹤0.01%
5,556
-344
-6% -$10K
SAAS
2817
DELISTED
inContact, Inc.
SAAS
$162K ﹤0.01%
18,364
+1,986
+12% +$16.7K
ROYT
2818
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$159K ﹤0.01%
30,987
-1,823
-6% -$14.9K
WIP icon
2819
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$154K ﹤0.01%
2,704
-233
-8% -$13.6K
OME
2820
DELISTED
Omega Protein
OME
$153K ﹤0.01%
14,421
+4,192
+41% +$49.6K
LSAK icon
2821
Lesaka Technologies
LSAK
$408M
$149K ﹤0.01%
+13,083
New +$155K
JTP
2822
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$148K ﹤0.01%
18,405
-55,777
-75% -$462K
ANFI
2823
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$145K ﹤0.01%
10,077
-4,311
-30% -$62.8K
PFD
2824
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
$143K ﹤0.01%
10,149
-10,874
-52% -$155K
FRP
2825
DELISTED
Fairpoint Communications, Inc.
FRP
$142K ﹤0.01%
+10,006
New +$147K
111 112
113
114 115

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.