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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MEET
2776
DELISTED
The Meet Group, Inc. Common Stock
MEET
| $81K | ﹤0.01% |
16,427
+38
| +0.2% | +$196 |
|
|
ZIXI
2777
DELISTED
Zix Corporation
ZIXI
| $80K | ﹤0.01% |
16,157
+52
| +0.3% | +$230 |
|
|
PPT
2778
Franklin Premier Income Trust
PPT
$326M
| $73K | ﹤0.01% |
14,788
+1,511
| +11% | +$7.33K |
|
|
TSI
2779
TCW Strategic Income Fund
TSI
$212M
| $73K | ﹤0.01% |
+13,704
| New | +$72.3K |
|
|
KNDI
2780
Kandi Technologies Group
KNDI
$69.5M
| $69K | ﹤0.01% |
14,125
-2,431
| -15% | -$12.1K |
|
|
SPPI
2781
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $67K | ﹤0.01% |
15,146
+1,068
| +8% | +$4.48K |
|
2782
DHI Group
DHX
$165M
| $66K | ﹤0.01% |
+10,587
| New | +$68K |
|
2783
Harmonic Inc
HLIT
$1.27B
| $66K | ﹤0.01% |
13,195
-2,179
| -14% | -$11.2K |
|
|
ACHN
2784
DELISTED
Achillion Pharmaceuticals
ACHN
| $64K | ﹤0.01% |
15,525
-278,317
| -95% | -$1.48M |
|
2785
MediciNova
MNOV
$68.4M
| $61K | ﹤0.01% |
10,197
+28
| +0.3% | +$197 |
|
2786
Genie Energy
GNE
$383M
| $60K | ﹤0.01% |
10,414
-236
| -2% | -$1.36K |
|
2787
Kopin
KOPN
$717M
| $60K | ﹤0.01% |
21,002
-607,979
| -97% | -$1.48M |
|
|
SREV
2788
DELISTED
ServiceSource International, Inc.
SREV
| $59K | ﹤0.01% |
10,401
-4,015
| -28% | -$21.4K |
|
|
GLF
2789
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
| $59K | ﹤0.01% |
33,600
-30,150
| -47% | -$45.3K |
|
2790
Codexis
CDXS
$156M
| $53K | ﹤0.01% |
11,590
+32
| +0.3% | +$150 |
|
2791
Mizuho Financial
MFG
$131B
| $53K | ﹤0.01% |
14,805
-3,506
| -19% | -$12.2K |
|
2792
Northern Oil and Gas
NOG
$2.19B
| $53K | ﹤0.01% |
1,919
-195
| -9% | -$4.64K |
|
|
GIG
2793
DELISTED
GigPeak, Inc.
GIG
| $53K | ﹤0.01% |
21,172
+10,914
| +106% | +$28.1K |
|
|
RSYS
2794
DELISTED
Radisys Corp
RSYS
| $51K | ﹤0.01% |
11,467
+35
| +0.3% | +$160 |
|
2795
Altimmune
ALT
$587M
| $50K | ﹤0.01% |
52
+2
| +4% | +$1.79K |
|
|
CWEN.A
2796
DELISTED
Clearway Energy Class A
CWEN.A
| $50K | ﹤0.01% |
3,242
-198
| -6% | -$2.98K |
|
|
CIK
2797
Credit Suisse Asset Management Income Fund
CIK
$133M
| $49K | ﹤0.01% |
15,606
+1,590
| +11% | +$4.91K |
|
|
ACGN
2798
DELISTED
Aceragen Inc
ACGN
| $47K | ﹤0.01% |
233
+4
| +2% | +$954 |
|
|
SDRL
2799
DELISTED
Seadrill Limited Common Stock
SDRL
| $45K | ﹤0.01% |
49
-424
| -90% | -$310K |
|
|
WG
2800
DELISTED
Willbros Group
WG
| $45K | ﹤0.01% |
13,816
+41
| +0.3% | +$95 |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.