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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
2751
Gabelli Equity Trust
GAB
$1.79B
$263K ﹤0.01%
42,569
-3,929
-8% -$27.2K
ICF icon
2752
iShares Select U.S. REIT ETF
ICF
$2.09B
$261K ﹤0.01%
6,186
-6,854
-53% -$303K
MIDD icon
2753
Middleby
MIDD
$6.08B
$260K ﹤0.01%
2,955
+112
+4% +$9.28K
WPP icon
2754
WPP
WPP
$5.94B
$259K ﹤0.01%
2,580
-276
-10% -$28.6K
HSTM icon
2755
HealthStream
HSTM
$839M
$258K ﹤0.01%
10,736
-1,114
-9% -$28.1K
PAG icon
2756
Penske Automotive Group
PAG
$14.2B
$258K ﹤0.01%
6,349
-650
-9% -$30.5K
NRO
2757
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$257K ﹤0.01%
55,979
+34,291
+158% +$164K
WNRL
2758
DELISTED
Western Refining Logistics, LP
WNRL
$257K ﹤0.01%
+7,389
New +$246K
RBS.PRL.CL
2759
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$257K ﹤0.01%
11,109
-1,340
-11% -$31.1K
PVA
2760
DELISTED
PENN VIRGINIA CORP
PVA
$254K ﹤0.01%
19,964
-9,927
-33% -$139K
BBY icon
2761
PUT
Best Buy
BBY
$17.3B
$252K ﹤0.01%
+7,500
New +$235K
MFRM
2762
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$252K ﹤0.01%
+4,194
New +$227K
GTIV
2763
PUT
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$252K ﹤0.01%
+15,000
New +$263K
ADTN icon
2764
Adtran
ADTN
$616M
$251K ﹤0.01%
12,246
-4,671
-28% -$105K
RH icon
2765
RH
RH
$3.71B
$247K ﹤0.01%
3,106
-8,290
-73% -$693K
ASR icon
2766
Grupo Aeroportuario del Sureste
ASR
$8.3B
$246K ﹤0.01%
1,916
-2,497
-57% -$320K
MOO icon
2767
VanEck Agribusiness ETF
MOO
$969M
$246K ﹤0.01%
4,653
-4,346
-48% -$234K
BFX
2768
DELISTED
BowFlex Inc.
BFX
$246K ﹤0.01%
20,569
-9,956
-33% -$115K
TCF
2769
DELISTED
TCF Financial Corporation Common Stock
TCF
$246K ﹤0.01%
+9,160
New +$256K
AGC
2770
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$242K ﹤0.01%
35,627
-2,698
-7% -$19.7K
EROC
2771
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$242K ﹤0.01%
68,056
-106,095
-61% -$462K
MYM
2772
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$241K ﹤0.01%
19,173
+267
+1% +$3.38K
HSNI
2773
DELISTED
HSN, Inc.
HSNI
$239K ﹤0.01%
3,901
-820
-17% -$48.2K
LMNR icon
2774
Limoneira
LMNR
$251M
$238K ﹤0.01%
10,029
-3,038
-23% -$69.8K
PCY icon
2775
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$238K ﹤0.01%
8,346
-42,756
-84% -$1.24M
109 110
111
112 113

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.