Guggenheim Capital’s Royal Bank Of Scotland Group Plc RBS.PRL.CL Stock Holding History

Guggenheim Capital’s Portfolio RBS.PRL.CL Stock Details RBS.PRL.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-9,398	Closed	-$228K	–	3204
2015 Q3	$228K	Sell	9,398 -262	-3%	-$6.43K	﹤0.01%	2696
2015 Q2	$234K	Sell	9,660 -399	-4%	-$9.74K	﹤0.01%	2777
2015 Q1	$245K	Sell	10,059 -430	-4%	-$10.3K	﹤0.01%	2750
2014 Q4	$247K	Sell	10,489 -620	-6%	-$14.6K	﹤0.01%	2739
2014 Q3	$257K	Sell	11,109 -1,340	-11%	-$31.1K	﹤0.01%	2768
2014 Q2	$287K	Sell	12,449 -432	-3%	-$9.77K	﹤0.01%	2787
2014 Q1	$278K	Buy	12,881 +3,068	+31%	+$64.5K	﹤0.01%	2769
2013 Q4	$192K	Buy	+9,813	New	+$194K	﹤0.01%	2858

Other funds holding RBS.PRL.CL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

ACI

AB CarVal Investors Minneapolis, Minnesota $35.8M AUM 23.8% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital's RBS.PRL.CL Position: Q4 2015 in Review

Guggenheim Capital sold out of Royal Bank Of Scotland Group Plc (RBS.PRL.CL) in Q4 2015, closing a stake of 9,398 shares — an estimated $228K sold.

Guggenheim Capital first reported a position in RBS.PRL.CL in Q4 2013 and held it in 8 quarters. The position peaked at $287K in Q2 2014. 44 funds tracked by Wall St. Rank hold RBS.PRL.CL as of Q4 2015.

Guggenheim Capital reported no remaining Royal Bank Of Scotland Group Plc position as of Q4 2015 after selling out during the quarter.
Guggenheim Capital sold 9,398 Royal Bank Of Scotland Group Plc shares in Q4 2015, an estimated $228K.
Guggenheim Capital first reported a position in Royal Bank Of Scotland Group Plc in Q4 2013 and held it in 8 quarters.
Guggenheim Capital's Royal Bank Of Scotland Group Plc position peaked at $287K in Q2 2014.
44 funds tracked by Wall St. Rank held Royal Bank Of Scotland Group Plc as of Q4 2015.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.