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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWR
2751
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$293K ﹤0.01%
12,508
+2,180
+21% +$46.3K
ENSG icon
2752
The Ensign Group
ENSG
$10.7B
$291K ﹤0.01%
26,167
-6,380
-20% -$68.2K
FRAN
2753
DELISTED
Francesca's Holdings Corporation
FRAN
$291K ﹤0.01%
1,339
+390
+41% +$90.7K
EWU icon
2754
iShares MSCI United Kingdom ETF
EWU
$4.16B
$290K ﹤0.01%
+7,050
New +$291K
AGC
2755
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$290K ﹤0.01%
38,325
-10,354
-21% -$78.6K
BRLI
2756
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$289K ﹤0.01%
10,458
+1,995
+24% +$52.2K
BBSI icon
2757
Barrett Business Services
BBSI
$804M
$288K ﹤0.01%
19,296
+2,284
+13% +$42.5K
GRX
2758
Gabelli Healthcare & Wellness Trust
GRX
$146M
$287K ﹤0.01%
28,690
-272
-0.9% -$2.72K
MOG.A icon
2759
Moog Inc Class A
MOG.A
$12.8B
$287K ﹤0.01%
4,382
-304
-6% -$19.3K
WAL icon
2760
Western Alliance Bancorporation
WAL
$8.87B
$285K ﹤0.01%
11,575
+722
+7% +$16.7K
MLNX
2761
DELISTED
Mellanox Technologies, Ltd.
MLNX
$285K ﹤0.01%
+7,293
New +$283K
MTG icon
2762
MGIC Investment
MTG
$6.25B
$284K ﹤0.01%
33,330
-20,313
-38% -$177K
OFIX icon
2763
Orthofix Medical
OFIX
$419M
$281K ﹤0.01%
+9,318
New +$215K
ZBRA icon
2764
Zebra Technologies
ZBRA
$17.8B
$281K ﹤0.01%
4,042
-10,048
-71% -$616K
HRC
2765
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$278K ﹤0.01%
7,206
+771
+12% +$29.8K
TUES
2766
DELISTED
Tuesday Morning Corp
TUES
$278K ﹤0.01%
19,652
+3,028
+18% +$43.7K
RBS.PRL.CL
2767
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$278K ﹤0.01%
12,881
+3,068
+31% +$64.5K
MSA icon
2768
Mine Safety
MSA
$7.49B
$277K ﹤0.01%
4,851
-1,733
-26% -$90.8K
PRO
2769
DELISTED
PROS Holdings
PRO
$277K ﹤0.01%
8,778
-3,886
-31% -$141K
VPG icon
2770
Vishay Precision Group
VPG
$914M
$275K ﹤0.01%
+15,850
New +$253K
IPXL
2771
DELISTED
Impax Laboratories, Inc.
IPXL
$274K ﹤0.01%
10,391
-3,162
-23% -$79K
SAFE
2772
Safehold
SAFE
$1.15B
$273K ﹤0.01%
3,793
+919
+32% +$67.5K
FDML
2773
DELISTED
Federal-Mogul Holdings Corporation
FDML
$273K ﹤0.01%
14,566
-753
-5% -$13.9K
GCV
2774
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$271K ﹤0.01%
43,778
-20,938
-32% -$129K
LTC
2775
LTC Properties
LTC
$2.15B
$271K ﹤0.01%
+7,202
New +$267K
109 110
111
112 113

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.