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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HRC
2751
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $266K | ﹤0.01% |
6,435
+751
| +13% | +$30.1K |
|
|
VVTV
2752
DELISTED
VALUEVISION MEDIA INC
VVTV
| $266K | ﹤0.01% |
37,967
+12,697
| +50% | +$70.5K |
|
|
TUES
2753
DELISTED
Tuesday Morning Corp
TUES
| $265K | ﹤0.01% |
16,624
-238,240
| -93% | -$3.37M |
|
2754
MasTec
MTZ
$20.9B
| $264K | ﹤0.01% |
+8,080
| New | +$256K |
|
2755
Sensient Technologies
SXT
$5.51B
| $264K | ﹤0.01% |
+5,437
| New | +$271K |
|
|
PVD
2756
DELISTED
Admin Fondos Pensions
PVD
| $262K | ﹤0.01% |
3,018
-747
| -20% | -$64.3K |
|
2757
IPG Photonics
IPGP
$3.8B
| $261K | ﹤0.01% |
+3,359
| New | +$228K |
|
|
IBKC
2758
DELISTED
IBERIABANK Corp
IBKC
| $261K | ﹤0.01% |
4,147
-63
| -1% | -$3.75K |
|
2759
Enpro
NPO
$7.1B
| $259K | ﹤0.01% |
4,495
+1,076
| +31% | +$61.7K |
|
2760
Western Alliance Bancorporation
WAL
$8.96B
| $259K | ﹤0.01% |
+10,853
| New | +$237K |
|
2761
Acadia Realty Trust
AKR
$2.89B
| $257K | ﹤0.01% |
10,328
-1,141
| -10% | -$29.5K |
|
2762
Targa Resources
TRGP
$56.1B
| $256K | ﹤0.01% |
+2,903
| New | +$229K |
|
2763
Telus
TU
$15.7B
| $255K | ﹤0.01% |
14,800
-244,688
| -94% | -$4.22M |
|
|
BFX
2764
DELISTED
BowFlex Inc.
BFX
| $255K | ﹤0.01% |
30,117
+16,592
| +123% | +$125K |
|
2765
Gabelli Equity Trust
GAB
$1.79B
| $254K | ﹤0.01% |
+34,576
| New | +$234K |
|
2766
UNIFI
UFI
$130M
| $254K | ﹤0.01% |
+9,316
| New | +$235K |
|
2767
Westamerica Bancorp
WABC
$1.37B
| $254K | ﹤0.01% |
+4,499
| New | +$240K |
|
2768
Capitol Federal Financial
CFFN
$1.09B
| $252K | ﹤0.01% |
20,788
+661
| +3% | +$8.17K |
|
2769
Adtran
ADTN
$605M
| $251K | ﹤0.01% |
9,291
-41,257
| -82% | -$1.04M |
|
2770
LivePerson
LPSN
$27.6M
| $251K | ﹤0.01% |
1,127
-1,342
| -54% | -$223K |
|
|
MCN
2771
Madison Covered Call & Equity Strategy Fund
MCN
$118M
| $251K | ﹤0.01% |
30,732
| – | – |
|
2772
Strategy Inc
MSTR
$39.1B
| $251K | ﹤0.01% |
+20,200
| New | +$238K |
|
|
CHN
2773
DELISTED
China Fund
CHN
| $250K | ﹤0.01% |
12,027
-207
| -2% | -$4.66K |
|
|
CYNO
2774
DELISTED
Cynosure, Inc. Class A
CYNO
| $249K | ﹤0.01% |
9,354
-59,127
| -86% | -$1.42M |
|
|
CY
2775
DELISTED
Cypress Semiconductor
CY
| $249K | ﹤0.01% |
23,722
-25,692
| -52% | -$244K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.