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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
2751
BGC Group
BGC
$4.97B
$176K ﹤0.01%
48,295
-20,490
-30% -$78.7K
KTOS icon
2752
Kratos Defense & Security Solutions
KTOS
$10.8B
$175K ﹤0.01%
21,156
+464
+2% +$3.51K
SPAB icon
2753
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
$171K ﹤0.01%
5,996
– –
GNMK
2754
DELISTED
GenMark Diagnostics, Inc
GNMK
$171K ﹤0.01%
14,090
+4,026
+40% +$43.2K
BITA
2755
DELISTED
Bitauto Holdings Limited
BITA
$171K ﹤0.01%
+10,579
New +$147K
ZNGA
2756
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$170K ﹤0.01%
46,167
-82,528
-64% -$261K
ISS
2757
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
$170K ﹤0.01%
+34,584
New +$177K
IO
2758
DELISTED
ION Geophysical Corporation
IO
$169K ﹤0.01%
2,159
-1,363
-39% -$112K
CSG
2759
DELISTED
CHAMBERS STR PPTYS COM
CSG
$168K ﹤0.01%
19,151
+841
+5% +$7.06K
INFN
2760
DELISTED
Infinera Corporation Common Stock
INFN
$166K ﹤0.01%
14,634
+410
+3% +$4.49K
FCRE
2761
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$166K ﹤0.01%
+2,091
New +$165K
ENTG icon
2762
Entegris
ENTG
$21.8B
$163K ﹤0.01%
16,049
+5,219
+48% +$50.5K
NBW
2763
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$162K ﹤0.01%
+11,112
New +$157K
CEV
2764
Eaton Vance California Municipal Income Trust
CEV
$72M
$160K ﹤0.01%
+13,541
New +$157K
GPK icon
2765
Graphic Packaging
GPK
$3.51B
$159K ﹤0.01%
18,568
-71,306
-79% -$610K
NPKI
2766
NPK International
NPKI
$1.15B
$159K ﹤0.01%
+12,542
New +$148K
CMK
2767
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$159K ﹤0.01%
19,851
– –
AHT
2768
Ashford Hospitality Trust
AHT
$21M
$155K ﹤0.01%
20
+3
+18% +$22.3K
NWBI icon
2769
Northwest Bancshares
NWBI
$2.29B
$155K ﹤0.01%
+11,687
New +$161K
NXC
2770
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$155K ﹤0.01%
+11,455
New +$157K
RGEN icon
2771
Repligen
RGEN
$9B
$155K ﹤0.01%
13,967
-469
-3% -$4.67K
ZIXI
2772
DELISTED
Zix Corporation
ZIXI
$155K ﹤0.01%
31,756
-883
-3% -$3.96K
EVY
2773
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$155K ﹤0.01%
12,406
-983
-7% -$12.1K
FAX
2774
abrdn Asia-Pacific Income Fund
FAX
$594M
$154K ﹤0.01%
4,223
-557
-12% -$20.4K
VERU icon
2775
Veru
VERU
$37.1M
$154K ﹤0.01%
1,562
+441
+39% +$40.7K
109 110
111
112 113

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.