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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
2726
lululemon athletica
LULU
$14.6B
$265K ﹤0.01%
4,138
-11,781
-74% -$755K
RCS
2727
PIMCO Strategic Income Fund
RCS
$250M
$264K ﹤0.01%
28,496
-4,640
-14% -$44.4K
NWBI icon
2728
Northwest Bancshares
NWBI
$2.28B
$263K ﹤0.01%
22,173
+7,941
+56% +$94.4K
MTOR
2729
DELISTED
MERITOR, Inc.
MTOR
$263K ﹤0.01%
20,920
+10,027
+92% +$139K
ICB
2730
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$263K ﹤0.01%
14,589
-7,628
-34% -$137K
HVB
2731
DELISTED
HUDSON VY HLDG CORP
HVB
$263K ﹤0.01%
+10,281
New +$264K
GWRE icon
2732
Guidewire Software
GWRE
$14.2B
$262K ﹤0.01%
4,984
-41
-0.8% -$2.12K
ATLO icon
2733
AMES National
ATLO
$277M
$261K ﹤0.01%
+10,514
New +$259K
BLJ
2734
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$261K ﹤0.01%
+16,230
New +$256K
WIP icon
2735
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$258K ﹤0.01%
4,723
+2,019
+75% +$112K
FAX
2736
abrdn Asia-Pacific Income Fund
FAX
$600M
$256K ﹤0.01%
7,932
-688
-8% -$22.8K
TTC icon
2737
Toro Company
TTC
$9.49B
$256K ﹤0.01%
7,298
-2,746
-27% -$91K
BANC icon
2738
Banc of California
BANC
$2.97B
$255K ﹤0.01%
20,717
+1,496
+8% +$16.7K
BSBR icon
2739
Santander
BSBR
$43.5B
$255K ﹤0.01%
60,579
-8,197
-12% -$37.5K
LOCO icon
2740
El Pollo Loco
LOCO
$462M
$250K ﹤0.01%
9,758
-4,239
-30% -$106K
AAON icon
2741
Aaon
AAON
$7.77B
$249K ﹤0.01%
+15,219
New +$230K
AIT icon
2742
Applied Industrial Technologies
AIT
$13.3B
$249K ﹤0.01%
5,497
+310
+6% +$13.2K
LBRDA icon
2743
Liberty Broadband Class A
LBRDA
$5.16B
$249K ﹤0.01%
4,399
-114
-3% -$5.78K
LFC
2744
DELISTED
China Life Insurance Company Ltd.
LFC
$249K ﹤0.01%
11,322
-6,195
-35% -$126K
GRX
2745
Gabelli Healthcare & Wellness Trust
GRX
$146M
$247K ﹤0.01%
21,892
-20,500
-48% -$221K
AGC
2746
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$247K ﹤0.01%
36,806
+1,179
+3% +$7.67K
MSM icon
2747
MSC Industrial Direct
MSM
$6.86B
$245K ﹤0.01%
3,397
-61
-2% -$4.55K
NYT icon
2748
New York Times
NYT
$10.2B
$245K ﹤0.01%
17,784
+7,512
+73% +$101K
TU icon
2749
Telus
TU
$15.3B
$245K ﹤0.01%
14,748
+1,148
+8% +$19.9K
RBS.PRL.CL
2750
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$245K ﹤0.01%
10,059
-430
-4% -$10.3K
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.