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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFX
2726
DELISTED
BowFlex Inc.
BFX
$321K ﹤0.01%
33,317
+3,200
+11% +$27.4K
LBY
2727
DELISTED
Libbey, Inc.
LBY
$320K ﹤0.01%
12,298
+2,074
+20% +$46.6K
IRS
2728
IRSA Inversiones y Representaciones
IRS
$1.26B
$315K ﹤0.01%
30,915
-8,940
-22% -$91.9K
HSBC.PRA
2729
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$315K ﹤0.01%
12,362
-976
-7% -$24.4K
CSGS
2730
DELISTED
CSG Systems International
CSGS
$314K ﹤0.01%
12,084
+2,946
+32% +$83.1K
SAAS
2731
DELISTED
inContact, Inc.
SAAS
$312K ﹤0.01%
32,530
+4,947
+18% +$45.5K
SWZ
2732
Swiss Helvetia Fund
SWZ
$77.5M
$311K ﹤0.01%
21,662
-2,201
-9% -$31.2K
UMC icon
2733
United Microelectronic
UMC
$46.9B
$310K ﹤0.01%
148,838
+82,106
+123% +$167K
BCS.PRA.CL
2734
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$310K ﹤0.01%
12,094
-900
-7% -$22.9K
MIDD icon
2735
Middleby
MIDD
$6.08B
$307K ﹤0.01%
3,486
-1,026
-23% -$89.5K
NWY
2736
DELISTED
New York & Co Inc
NWY
$307K ﹤0.01%
+69,747
New +$312K
GWRE icon
2737
Guidewire Software
GWRE
$14.2B
$306K ﹤0.01%
6,244
-498
-7% -$25K
WLB
2738
DELISTED
Westmoreland Coal Company
WLB
$306K ﹤0.01%
+10,300
New +$233K
MODV
2739
DELISTED
ModivCare
MODV
$305K ﹤0.01%
10,778
+1,227
+13% +$32.6K
ARQ icon
2740
Arq
ARQ
$89.3M
$303K ﹤0.01%
12,364
+2,110
+21% +$54.5K
EWY icon
2741
iShares MSCI South Korea ETF
EWY
$24.1B
$301K ﹤0.01%
+4,900
New +$294K
DUC
2742
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$300K ﹤0.01%
29,052
+15,667
+117% +$163K
IBKC
2743
DELISTED
IBERIABANK Corp
IBKC
$300K ﹤0.01%
4,283
+136
+3% +$8.89K
LFC
2744
DELISTED
China Life Insurance Company Ltd.
LFC
$299K ﹤0.01%
21,180
-5,691
-21% -$79.8K
POLY
2745
DELISTED
Plantronics, Inc.
POLY
$299K ﹤0.01%
6,742
-1,273
-16% -$56.2K
PATK icon
2746
Patrick Industries
PATK
$2.95B
$297K ﹤0.01%
+22,623
New +$251K
EWT icon
2747
iShares MSCI Taiwan ETF
EWT
$10.7B
$295K ﹤0.01%
10,250
-650
-6% -$18.1K
PKOH icon
2748
Park-Ohio Holdings
PKOH
$756M
$295K ﹤0.01%
5,259
+880
+20% +$44.8K
WWD icon
2749
Woodward
WWD
$21.4B
$295K ﹤0.01%
7,120
-1,399
-16% -$60.2K
XPRO icon
2750
Expro Ltd
XPRO
$1.91B
$294K ﹤0.01%
1,980
+117
+6% +$16.7K
108 109
110
111 112

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.