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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RES icon
2726
RPC Inc
RES
$1.3B
$288K ﹤0.01%
16,145
+616
+4% +$10.8K
VPV icon
2727
Invesco Pennsylvania Value Municipal Income Trust
VPV
$198M
$288K ﹤0.01%
23,661
-2,843
-11% -$34.5K
DFT
2728
DELISTED
DuPont Fabros Technology Inc.
DFT
$288K ﹤0.01%
11,685
-4,044
-26% -$98.4K
MSM icon
2729
MSC Industrial Direct
MSM
$6.93B
$287K ﹤0.01%
3,549
-4,394
-55% -$348K
TFX icon
2730
Teleflex
TFX
$6.13B
$287K ﹤0.01%
3,058
+361
+13% +$33.1K
COHR
2731
DELISTED
Coherent Inc
COHR
$287K ﹤0.01%
3,855
-90
-2% -$6.05K
ASX icon
2732
ASE Group
ASX
$80.9B
$284K ﹤0.01%
59,094
+32,050
+119% +$157K
GLPI icon
2733
Gaming and Leisure Properties
GLPI
$12.8B
$284K ﹤0.01%
+5,597
New +$266K
AIQ
2734
DELISTED
Alliance Healthcare Services
AIQ
$284K ﹤0.01%
+11,470
New +$299K
PPO
2735
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$283K ﹤0.01%
+7,252
New +$286K
ANGI icon
2736
Angi Inc
ANGI
$206M
$280K ﹤0.01%
1,849
+521
+39% +$74.4K
AGRO icon
2737
Adecoagro
AGRO
$1.37B
$278K ﹤0.01%
+34,311
New +$273K
ARQ icon
2738
Arq
ARQ
$91.4M
$278K ﹤0.01%
10,254
+518
+5% +$12.1K
VSB
2739
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
$278K ﹤0.01%
52,722
-5,355
-9% -$27.6K
REXX
2740
DELISTED
Rex Energy Corporation
REXX
$278K ﹤0.01%
1,406
-6,232
-82% -$1.28M
WNS
2741
DELISTED
WNS Holdings
WNS
$276K ﹤0.01%
12,569
-12,701
-50% -$263K
MYM
2742
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$274K ﹤0.01%
23,812
+1,591
+7% +$18.3K
BOI
2743
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$273K ﹤0.01%
+16,462
New +$272K
CSGS
2744
DELISTED
CSG Systems International
CSGS
$269K ﹤0.01%
9,138
+843
+10% +$23.3K
NRF
2745
PUT
DELISTED
NorthStar Realty Finance Corp.
NRF
$269K ﹤0.01%
+10,185
New +$206K
CKEC
2746
DELISTED
Carmike Cinemas Inc
CKEC
$269K ﹤0.01%
9,648
-61,682
-86% -$1.46M
SNBR
2747
DELISTED
Sleep Number
SNBR
$268K ﹤0.01%
12,703
-21,612
-63% -$453K
SIRO
2748
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$268K ﹤0.01%
3,809
-47,070
-93% -$3.27M
UTL icon
2749
Unitil
UTL
$979M
$267K ﹤0.01%
+8,763
New +$264K
BKK
2750
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$267K ﹤0.01%
16,897
-7,603
-31% -$121K
108 109
110
111 112

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.