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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
251
NiSource
NI
$21.3B
$35.1M 0.11%
2,716,055
+1,179,651
+77% +$14.6M
TRMB icon
252
Trimble
TRMB
$13.2B
$35.1M 0.11%
1,010,724
+747,428
+284% +$23.6M
ABT icon
253
Abbott
ABT
$183B
$35.1M 0.11%
914,794
+12,870
+1% +$474K
CRM icon
254
Salesforce
CRM
$151B
$34.8M 0.11%
629,999
+89,560
+17% +$4.79M
AA icon
255
Alcoa
AA
$11.9B
$34.6M 0.11%
1,356,210
+366,925
+37% +$8.13M
UPS icon
256
United Parcel Service
UPS
$88.6B
$34.5M 0.1%
328,253
-5,797
-2% -$571K
WMB icon
257
Williams Companies
WMB
$87.5B
$34.4M 0.1%
892,293
+453,810
+103% +$16.3M
DAR icon
258
Darling Ingredients
DAR
$9.64B
$34.3M 0.1%
1,641,734
-57,416
-3% -$1.23M
FITB
259
Fifth Third Bancorp
FITB
$51.2B
$34.3M 0.1%
1,628,664
+717,304
+79% +$14.1M
MAT icon
260
Mattel
MAT
$4.38B
$34.2M 0.1%
718,543
+61,518
+9% +$2.74M
TROW icon
261
T. Rowe Price
TROW
$23.9B
$34.1M 0.1%
407,279
+9,121
+2% +$714K
CI icon
262
Cigna
CI
$73.7B
$34.1M 0.1%
389,904
+107,513
+38% +$8.8M
XRX icon
263
Xerox
XRX
$387M
$34M 0.1%
1,059,323
+77,580
+8% +$2.23M
MRO
264
DELISTED
Marathon Oil Corporation
MRO
$34M 0.1%
962,375
+214,272
+29% +$7.65M
AMCX icon
265
AMC Global Media
AMCX
$492M
$34M 0.1%
498,725
+35,551
+8% +$2.37M
WM icon
266
Waste Management
WM
$90.6B
$33.9M 0.1%
754,884
-16,733
-2% -$731K
HP icon
267
Helmerich & Payne
HP
$3.45B
$33.8M 0.1%
402,276
+168,089
+72% +$13.1M
GPC icon
268
Genuine Parts
GPC
$17.1B
$33.8M 0.1%
405,744
+56,857
+16% +$4.6M
KEY icon
269
KeyCorp
KEY
$24.2B
$33.7M 0.1%
2,514,410
+1,477,850
+143% +$18.7M
EMC
270
DELISTED
EMC CORPORATION
EMC
$33.4M 0.1%
1,329,515
+250,726
+23% +$6.08M
SPLS
271
DELISTED
Staples Inc
SPLS
$33.3M 0.1%
2,096,744
+448,733
+27% +$7M
GES
272
DELISTED
Guess Inc
GES
$33.3M 0.1%
1,070,191
+29,949
+3% +$950K
WBD icon
273
Warner Bros
WBD
$65.9B
$33.2M 0.1%
718,935
+138,244
+24% +$5.98M
CLX icon
274
Clorox
CLX
$11.6B
$33.2M 0.1%
357,942
+124,506
+53% +$11.2M
CINF icon
275
Cincinnati Financial
CINF
$27.3B
$33.2M 0.1%
633,425
+255,857
+68% +$12.9M
9 10
11
12 13

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.