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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
251
First Solar
FSLR
$22.7B
$28.5M 0.1%
709,037
+209,709
+42% +$8.87M
GS icon
252
Goldman Sachs
GS
$300B
$28.4M 0.1%
179,790
+43,189
+32% +$6.95M
LFCR icon
253
Lifecore Biomedical
LFCR
$166M
$28.4M 0.1%
2,329,369
+79,798
+4% +$1.11M
RF icon
254
Regions Financial
RF
$26.4B
$28.3M 0.1%
3,059,010
+1,778,156
+139% +$17.4M
AMLP icon
255
Alerian MLP ETF
AMLP
$13B
$28.3M 0.1%
321,690
+44,138
+16% +$3.89M
GPC icon
256
Genuine Parts
GPC
$17.1B
$28.2M 0.1%
348,887
+63,735
+22% +$5.17M
GNW icon
257
Genworth Financial
GNW
$3.76B
$28.1M 0.1%
2,196,192
+184,290
+9% +$2.31M
CRM icon
258
Salesforce
CRM
$151B
$28.1M 0.1%
540,439
+79,444
+17% +$3.61M
PXD
259
DELISTED
Pioneer Natural Resource Co.
PXD
$28M 0.1%
148,513
+2,845
+2% +$483K
ADP icon
260
Automatic Data Processing
ADP
$106B
$27.8M 0.1%
437,627
+14,446
+3% +$918K
FOSL icon
261
Fossil Group
FOSL
$293M
$27.8M 0.1%
238,832
+48,154
+25% +$5.5M
KND
262
DELISTED
Kindred Healthcare
KND
$27.7M 0.1%
2,059,586
+105,804
+5% +$1.52M
NLY icon
263
Annaly Capital Management
NLY
$17.1B
$27.6M 0.1%
596,268
+200,395
+51% +$9.43M
EMC
264
DELISTED
EMC CORPORATION
EMC
$27.6M 0.1%
1,078,789
+289,248
+37% +$7.51M
APTV icon
265
Aptiv
APTV
$12B
$27.6M 0.1%
471,969
+117,763
+33% +$6.54M
MAT icon
266
Mattel
MAT
$4.38B
$27.5M 0.1%
657,025
-29,506
-4% -$1.26M
WY icon
267
Weyerhaeuser
WY
$18B
$27.4M 0.1%
957,578
+25,458
+3% +$721K
TW
268
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$27.2M 0.1%
254,677
-49,946
-16% -$4.39M
TRV icon
269
Travelers Companies
TRV
$78.1B
$27.2M 0.1%
320,806
+2,448
+0.8% +$202K
FBIN icon
270
Fortune Brands Innovations
FBIN
$5.88B
$27.2M 0.1%
764,022
+212,037
+38% +$7.23M
CB icon
271
Chubb
CB
$135B
$27.1M 0.1%
290,072
+27,416
+10% +$2.51M
WFM
272
DELISTED
Whole Foods Market Inc
WFM
$27.1M 0.1%
462,532
+69,272
+18% +$3.82M
SNDK
273
DELISTED
SANDISK CORP
SNDK
$26.9M 0.1%
452,602
+183,754
+68% +$10.8M
XEL icon
274
Xcel Energy
XEL
$48.8B
$26.9M 0.1%
973,838
+337,032
+53% +$9.64M
WIN
275
DELISTED
Windstream Holdings Inc
WIN
$26.8M 0.1%
428,439
+100,710
+31% +$6.5M
9 10
11
12 13

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.