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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTIV
2701
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$365K ﹤0.01%
+24,041
New +$271K
MODV
2702
DELISTED
ModivCare
MODV
$364K ﹤0.01%
9,936
-842
-8% -$33.2K
BSCF
2703
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$364K ﹤0.01%
16,610
-1,042
-6% -$22.8K
MPWR icon
2704
Monolithic Power Systems
MPWR
$70.1B
$361K ﹤0.01%
+8,528
New +$331K
UMC icon
2705
United Microelectronic
UMC
$47.7B
$360K ﹤0.01%
149,129
+291
+0.2% +$649
HT
2706
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$359K ﹤0.01%
13,385
-49,311
-79% -$1.21M
SMI
2707
DELISTED
Semiconductor Manufacturing Intl
SMI
$358K ﹤0.01%
84,679
-13,522
-14% -$54.8K
TY icon
2708
TRI-Continental Corp
TY
$1.86B
$356K ﹤0.01%
16,948
– –
MLNX
2709
DELISTED
Mellanox Technologies, Ltd.
MLNX
$354K ﹤0.01%
10,143
+2,850
+39% +$98.7K
NBO
2710
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$354K ﹤0.01%
25,632
-8,385
-25% -$116K
SSD icon
2711
Simpson Manufacturing
SSD
$7.72B
$353K ﹤0.01%
9,704
-2,401
-20% -$81.6K
IWM icon
2712
iShares Russell 2000 ETF
IWM
$81.5B
$351K ﹤0.01%
2,953
-843,147
-100% -$95.8M
MBI icon
2713
MBIA
MBI
$261M
$349K ﹤0.01%
31,613
+15,219
+93% +$187K
PAG icon
2714
Penske Automotive Group
PAG
$14.3B
$346K ﹤0.01%
6,999
-23,724
-77% -$1.08M
ZTR
2715
Virtus Total Return Fund
ZTR
$340M
$344K ﹤0.01%
23,898
– –
CMPR icon
2716
Cimpress
CMPR
$2.39B
$343K ﹤0.01%
+8,483
New +$369K
FFIC
2717
DELISTED
Flushing Financial
FFIC
$341K ﹤0.01%
16,609
-4,717
-22% -$94.7K
PRKS icon
2718
United Parks & Resorts
PRKS
$2.1B
$341K ﹤0.01%
12,021
-14,532
-55% -$439K
VEEV icon
2719
Veeva Systems
VEEV
$33.1B
$340K ﹤0.01%
13,376
+4,578
+52% +$99K
BCRX icon
2720
BioCryst Pharmaceuticals
BCRX
$2.28B
$339K ﹤0.01%
26,591
+2,672
+11% +$26K
BFX
2721
DELISTED
BowFlex Inc.
BFX
$338K ﹤0.01%
30,525
-2,792
-8% -$28.3K
JGT
2722
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$338K ﹤0.01%
30,131
-22,171
-42% -$243K
JHP
2723
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$336K ﹤0.01%
38,731
-13,660
-26% -$117K
CBSH icon
2724
Commerce Bancshares
CBSH
$8.53B
$334K ﹤0.01%
12,887
-3,224
-20% -$79.7K
SHLD
2725
DELISTED
Sears Holding Corporation
SHLD
$334K ﹤0.01%
8,976
-11,130
-55% -$412K
107 108
109
110 111

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.