We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
2701
DELISTED
TCF Financial Corporation
TCF
$346K ﹤0.01%
20,760
-28,945
-58% -$471K
BPT
2702
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$345K ﹤0.01%
4,089
-162,215
-98% -$13M
SWI
2703
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$343K ﹤0.01%
8,043
-19,855
-71% -$846K
CSG
2704
DELISTED
CHAMBERS STR PPTYS COM
CSG
$343K ﹤0.01%
44,162
-792,561
-95% -$6.2M
DMC
2705
Del Monte Corp
DMC
$1.45B
$341K ﹤0.01%
12,390
+486
+4% +$13.1K
AKR icon
2706
Acadia Realty Trust
AKR
$2.84B
$340K ﹤0.01%
12,906
+2,578
+25% +$66.4K
TY icon
2707
TRI-Continental Corp
TY
$1.9B
$340K ﹤0.01%
16,948
-5,026
-23% -$99K
NAV
2708
PUT
DELISTED
Navistar International
NAV
$339K ﹤0.01%
+10,000
New +$354K
HW
2709
DELISTED
Headwaters Inc
HW
$339K ﹤0.01%
25,666
+7,418
+41% +$88.6K
ZTR
2710
Virtus Total Return Fund
ZTR
$339M
$336K ﹤0.01%
23,898
-10,065
-30% -$139K
FUEL
2711
DELISTED
Rocket Fuel Inc.
FUEL
$335K ﹤0.01%
7,802
+2,072
+36% +$113K
MCP
2712
DELISTED
MOLYCORP INC COM STK
MCP
$335K ﹤0.01%
71,531
+14,932
+26% +$77K
YELL
2713
DELISTED
Yellow Corporation Common Stock
YELL
$335K ﹤0.01%
+14,880
New +$311K
ENLC
2714
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$334K ﹤0.01%
9,838
-6,359
-39% -$236K
MOV icon
2715
CALL
Movado Group
MOV
$841M
$333K ﹤0.01%
+7,300
New +$298K
DEST
2716
DELISTED
Destination Maternity Corporation
DEST
$333K ﹤0.01%
12,151
-670
-5% -$18.8K
ESIO
2717
DELISTED
Electro Scientific Industries
ESIO
$332K ﹤0.01%
33,716
+2,762
+9% +$27.6K
MHR
2718
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$332K ﹤0.01%
39,047
-41,378
-51% -$333K
AVH
2719
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$331K ﹤0.01%
19,411
-7,759
-29% -$128K
CYNO
2720
DELISTED
Cynosure, Inc. Class A
CYNO
$329K ﹤0.01%
11,238
+1,884
+20% +$53.4K
PVA
2721
DELISTED
PENN VIRGINIA CORP
PVA
$327K ﹤0.01%
+18,676
New +$249K
MFC icon
2722
Manulife Financial
MFC
$73.5B
$324K ﹤0.01%
16,789
+1,292
+8% +$24.7K
KW
2723
DELISTED
Kennedy-Wilson Holdings
KW
$323K ﹤0.01%
+14,335
New +$340K
APAM icon
2724
Artisan Partners
APAM
$3.02B
$322K ﹤0.01%
5,013
-4,696
-48% -$302K
PFD
2725
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$321K ﹤0.01%
23,130
+11,649
+101% +$151K
107 108
109
110 111

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.