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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAX icon
2701
IMAX
IMAX
$2.67B
$312K ﹤0.01%
+10,590
New +$304K
CCIX
2702
DELISTED
COLEMAN CABLE IN COM
CCIX
$311K ﹤0.01%
+11,875
New +$275K
AMH icon
2703
American Homes 4 Rent
AMH
$12.5B
$309K ﹤0.01%
+19,058
New +$306K
HEI icon
2704
HEICO Corp
HEI
$51.1B
$308K ﹤0.01%
12,986
+98
+0.8% +$2.21K
MFC icon
2705
Manulife Financial
MFC
$73.5B
$306K ﹤0.01%
15,497
-8,382
-35% -$153K
IBA
2706
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$303K ﹤0.01%
7,525
-2,584
-26% -$104K
XPRO icon
2707
Expro Ltd
XPRO
$1.92B
$302K ﹤0.01%
+1,863
New +$315K
FDML
2708
DELISTED
Federal-Mogul Holdings Corporation
FDML
$302K ﹤0.01%
+15,319
New +$292K
RDEN
2709
DELISTED
ELIZABETH ARDEN INC
RDEN
$301K ﹤0.01%
8,478
+2,148
+34% +$80K
FCG icon
2710
First Trust Natural Gas ETF
FCG
$623M
$300K ﹤0.01%
3,071
-2,235
-42% -$218K
CAVM
2711
DELISTED
Cavium, Inc.
CAVM
$300K ﹤0.01%
8,708
-35,610
-80% -$1.33M
BLDR icon
2712
Builders FirstSource
BLDR
$8.08B
$299K ﹤0.01%
41,890
+19,574
+88% +$133K
PENN icon
2713
PENN Entertainment
PENN
$2.69B
$299K ﹤0.01%
20,840
-9,705
-32% -$133K
CAFI
2714
DELISTED
CAMCO FINL CORP
CAFI
$299K ﹤0.01%
+44,853
New +$272K
DHX icon
2715
DHI Group
DHX
$174M
$298K ﹤0.01%
41,113
-145,517
-78% -$1.12M
EV
2716
DELISTED
Eaton Vance Corp.
EV
$298K ﹤0.01%
6,966
-136,977
-95% -$5.66M
GTN icon
2717
Gray Television
GTN
$543M
$297K ﹤0.01%
19,951
+558
+3% +$5.9K
PBF icon
2718
PBF Energy
PBF
$7.34B
$297K ﹤0.01%
+9,429
New +$257K
QIWI
2719
DELISTED
QIWI PLC
QIWI
$297K ﹤0.01%
5,295
-4,949
-48% -$221K
PLCM
2720
DELISTED
POLYCOM INC
PLCM
$295K ﹤0.01%
26,248
-234,173
-90% -$2.53M
MCRS
2721
DELISTED
MICROS SYSTEMS INC
MCRS
$293K ﹤0.01%
5,100
+1,020
+25% +$54.4K
CHE icon
2722
Chemed
CHE
$7.17B
$292K ﹤0.01%
+3,803
New +$280K
HHH icon
2723
Howard Hughes
HHH
$4.08B
$291K ﹤0.01%
2,543
-400
-14% -$43.4K
PSB
2724
DELISTED
PS Business Parks, Inc.
PSB
$291K ﹤0.01%
3,819
+600
+19% +$46.7K
GRX
2725
Gabelli Healthcare & Wellness Trust
GRX
$146M
$290K ﹤0.01%
28,962
– –
107 108
109
110 111

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.