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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HIBB
2651
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $362K | ﹤0.01% |
5,380
+765
| +17% | +$46.6K |
|
2652
Middleby
MIDD
$6.08B
| $361K | ﹤0.01% |
4,512
+1,497
| +50% | +$111K |
|
2653
Imperial Oil
IMO
$60.4B
| $360K | ﹤0.01% |
8,125
+924
| +13% | +$40.2K |
|
|
CSII
2654
DELISTED
Cardiovascular Systems, Inc.
CSII
| $358K | ﹤0.01% |
+10,437
| New | +$304K |
|
|
HMSY
2655
DELISTED
HMS Holdings Corp.
HMSY
| $358K | ﹤0.01% |
15,787
+2,844
| +22% | +$61.6K |
|
2656
First Horizon
FHN
$12.1B
| $355K | ﹤0.01% |
30,476
+9,900
| +48% | +$111K |
|
2657
Nuveen Municipal Value Fund
NUV
$1.91B
| $354K | ﹤0.01% |
39,096
-11,940
| -23% | -$107K |
|
|
AGC
2658
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $354K | ﹤0.01% |
48,679
| – | – |
|
|
FUEL
2659
DELISTED
Rocket Fuel Inc.
FUEL
| $352K | ﹤0.01% |
+5,730
| New | +$309K |
|
2660
Mitsubishi UFJ Financial
MUFG
$254B
| $351K | ﹤0.01% |
52,570
+22,590
| +75% | +$145K |
|
|
MEG
2661
DELISTED
Media General, Inc
MEG
| $348K | ﹤0.01% |
+15,409
| New | +$264K |
|
|
FSYS
2662
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
| $345K | ﹤0.01% |
24,869
-4,018
| -14% | -$61.8K |
|
2663
Zurn Elkay Water Solutions
ZWS
$8.53B
| $343K | ﹤0.01% |
+26,394
| New | +$298K |
|
2664
InterDigital
IDCC
$8.89B
| $342K | ﹤0.01% |
11,554
-158,857
| -93% | -$5.38M |
|
|
IPXL
2665
DELISTED
Impax Laboratories, Inc.
IPXL
| $341K | ﹤0.01% |
13,553
-31,021
| -70% | -$692K |
|
2666
Flex
FLEX
$44.8B
| $340K | ﹤0.01% |
58,205
-142,579
| -71% | -$866K |
|
|
CLC
2667
DELISTED
Clarcor
CLC
| $340K | ﹤0.01% |
5,282
-437
| -8% | -$25.9K |
|
|
KKD
2668
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
| $339K | ﹤0.01% |
17,515
+4,008
| +30% | +$90.5K |
|
|
SAND
2669
DELISTED
Sandstorm Gold
SAND
| $338K | ﹤0.01% |
+79,060
| New | +$378K |
|
2670
Asbury Automotive
ABG
$3.85B
| $337K | ﹤0.01% |
+6,265
| New | +$323K |
|
|
DMC
2671
Del Monte Corp
DMC
$1.45B
| $337K | ﹤0.01% |
11,904
-3,962
| -25% | -$112K |
|
2672
Mine Safety
MSA
$7.49B
| $337K | ﹤0.01% |
6,584
+596
| +10% | +$29.7K |
|
|
SLCA
2673
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $337K | ﹤0.01% |
9,887
-1,301
| -12% | -$42.7K |
|
|
I
2674
DELISTED
INTELSAT S. A.
I
| $336K | ﹤0.01% |
14,905
+2,934
| +25% | +$63.1K |
|
2675
First Industrial Realty Trust
FR
$8.44B
| $335K | ﹤0.01% |
19,184
-2,145
| -10% | -$37.4K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.